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Caterpillar
CAT

Overview Fund Activity

2,559 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 311 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,559
Holders Change
+170
Holders Change %
+7.12%
% of All Funds
37.52%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
311
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$4.26B
2
CWP
Capital Wealth Planning
Florida
$350M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
$178M
4
Charles Schwab
Charles Schwab
California
$948M
5
UBS Group
UBS Group
Switzerland
$521M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$72.3M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
$297K
3
DZ Bank
DZ Bank
Germany
$18.2M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$333M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$1.12B
Name Holding Trade Value Shares
Change 		Shares
Change %
NPA
226
Nichols & Pratt Advisers
Massachusetts
$28.2M -$2.56M -8,659 -8%
OSAM
227
O'Shaughnessy Asset Management
Connecticut
$28M -$4.92M -16,643 -15%
WIC
228
Willis Investment Counsel
Georgia
$27.8M +$4.59M +15,530 +20%
EAM
229
Erste Asset Management
Austria
$27.7M +$1.17M +3,939 +4%
RFC
230
Regions Financial Corp
Alabama
$27.4M -$829K -2,803 -3%
QCM
231
QRG Capital Management
Illinois
$26.9M +$645K +2,182 +2%
Macquarie Group
232
Macquarie Group
Australia
$26.9M -$10.6M -35,836 -28%
Wealth Enhancement Advisory Services
233
Wealth Enhancement Advisory Services
Minnesota
$26.6M -$9.85M -33,308 -27%
SYBT
234
Stock Yards Bank & Trust
Kentucky
$26.5M -$727K -2,459 -3%
CNB
235
Czech National Bank
Czech Republic
$26.4M +$60K +203 +0.2%
Mercer Global Advisors
236
Mercer Global Advisors
Colorado
$26.4M +$705K +2,386 +3%
SI
237
Stephens Inc
Arkansas
$26.3M +$1.48M +5,004 +6%
URS
238
Utah Retirement Systems
Utah
$26.2M -$177K -600 -0.7%
USAA
239
United Services Automobile Association
Texas
$25.6M +$18.7M +63,245 +269%
MSR
240
Main Street Research
Connecticut
$25.5M +$433K +1,464 +2%
Brown Advisory
241
Brown Advisory
Maryland
$25.2M +$3.69M +12,490 +17%
VDI
242
Vaughan David Investments
Illinois
$25.2M -$748K -2,530 -3%
IG
243
ING Group
Netherlands
$24.7M +$8.72M +29,496 +54%
TRCT
244
Tower Research Capital (TRC)
New York
$24.7M +$16M +54,095 +184%
CCM
245
Chilton Capital Management
Texas
$24.6M -$604K -2,043 -2%
Wellington Management Group
246
Wellington Management Group
Massachusetts
$24.3M -$27.7M -93,652 -53%
PGFC
247
Peapack-Gladstone Financial Corp
New Jersey
$24.1M -$10.1K -34 -0%
Jacobs Levy Equity Management
248
Jacobs Levy Equity Management
New Jersey
$24M +$1.4M +4,734 +6%
CIC
249
Cutler Investment Counsel
Oregon
$23.4M -$408K -1,379 -2%
BPWM
250
Badgley Phelps Wealth Managers
Washington
$23.3M +$1.96M +6,634 +9%
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