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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
BS
226
Banco Santander
Spain
$17.1M +$7.88M +55,684 +99%
BSA
227
Braun Stacey Associates
New York
$16.9M +$130K +922 +0.8%
Nomura Holdings
228
Nomura Holdings
Japan
$16.9M -$34.5M -243,812 -69%
AIM
229
Achmea Investment Management
Netherlands
$16.7M -$1.76M -12,437 -10%
URS
230
Utah Retirement Systems
Utah
$16.5M +$56.6K +400 +0.4%
Creative Planning
231
Creative Planning
Kansas
$16.3M -$1.02M -7,191 -6%
SAM
232
Shell Asset Management
Netherlands
$16.2M -$144K -1,020 -0.9%
PPC
233
Precision Path Capital
New York
$16.2M +$15.1M +106,402 New
Public Employees Retirement Association of Colorado
234
Public Employees Retirement Association of Colorado
Colorado
$16.1M -$15.4K -109 -0.1%
NMIMC
235
Northwestern Mutual Investment Management Company
Wisconsin
$15.9M -$1.48M -10,494 -9%
ACI
236
Alpha Cubed Investments
California
$15.8M +$2.36M +16,699 +16%
EB
237
Eastern Bank
Massachusetts
$15.8M -$24.5K -173 -0.2%
DnB Asset Management
238
DnB Asset Management
Norway
$15.5M +$704K +4,977 +5%
Skandinaviska Enskilda Banken (SEB)
239
Skandinaviska Enskilda Banken (SEB)
Sweden
$15.2M -$736K -5,200 -5%
PI
240
PineBridge Investments
New York
$15.1M -$1.81M -12,808 -11%
MIM
241
Marco Investment Management
Georgia
$15.1M +$4.28M +30,250 +44%
ABC
242
Associated Banc-Corp
Wisconsin
$15M -$346K -2,445 -2%
ADEF
243
Adams Diversified Equity Fund
Maryland
$14.9M -$5.81M -41,100 -30%
Comerica Bank
244
Comerica Bank
Texas
$14.7M -$4.18M -29,582 -19%
CIC
245
Cutler Investment Counsel
Oregon
$14.7M -$323K -2,280 -2%
ACPU
246
Arrowgrass Capital Partners (US)
Delaware
$14.6M +$13.6M +96,052 New
MSV
247
MN Services Vermogensbeheer
Netherlands
$14.6M
CC
248
Cadinha & Co
Hawaii
$14.5M +$13.5M +95,105 New
SCM
249
Suffolk Capital Management
New York
$14.4M +$13.4M +94,530 New
Caisse de Depot et Placement du Quebec (CDPQ)
250
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$14.3M -$11.8M -83,300 -47%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.