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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
ST
226
Spot Trading
Illinois
$6.18M +$387K +5,060 +6%
SMI
227
Shelter Mutual Insurance
Missouri
$6.16M
CBOR
228
Community Bank of Raymore
Missouri
$6.13M -$14.5K -190 -0.2%
NB
229
Norinchukin Bank
Japan
$6.04M -$1.43M -18,746 -17%
State of Tennessee, Department of Treasury
230
State of Tennessee, Department of Treasury
Tennessee
$6.03M -$245K -3,200 -3%
Cambridge Investment Research Advisors
231
Cambridge Investment Research Advisors
Iowa
$5.98M +$13.5K +176 +0.2%
JHIU
232
Janus Henderson Investors US
Colorado
$5.86M -$26.9K -352 -0.4%
SIRP
233
Shelter Insurance Retirement Plan
Missouri
$5.83M
FBA
234
Front Barnett Associates
Illinois
$5.8M -$135K -1,764 -2%
BCM
235
Birmingham Capital Management
Alabama
$5.75M +$105K +1,379 +2%
BCM
236
Buckhead Capital Management
Georgia
$5.73M -$65K -850 -1%
Two Sigma Advisers
237
Two Sigma Advisers
New York
$5.64M +$6.6M +86,348 New
MNA
238
Manning & Napier Advisors
New York
$5.61M -$173K -2,267 -3%
CIC
239
Cutler Investment Counsel
Oregon
$5.49M -$10.4K -136 -0.2%
Mitsubishi UFJ Asset Management
240
Mitsubishi UFJ Asset Management
Japan
$5.48M +$156K +2,035 +2%
Creative Planning
241
Creative Planning
Kansas
$5.47M +$386K +5,045 +6%
SIPS
242
Shelter Insurance Profit Sharing
Missouri
$5.46M
EDRAMF
243
Edmond de Rothschild Asset Management (France)
France
$5.45M +$5.75M +75,200 +917%
WP
244
WMS Partners
Maryland
$5.35M -$111K -1,451 -2%
DADC
245
D.A. Davidson & Co
Montana
$5.32M -$842K -11,007 -12%
MCM
246
Moore Capital Management
New York
$5.31M +$6.22M +81,258 New
PWLP
247
Prio Wealth Limited Partnership
Massachusetts
$5.3M -$832K -10,875 -12%
PI
248
Putnam Investments
Massachusetts
$5.29M +$937K +12,253 +18%
TCM
249
Tufton Capital Management
Maryland
$5.25M +$597K +7,807 +11%
William Blair & Company
250
William Blair & Company
Illinois
$5.25M -$648K -8,472 -10%

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.