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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
ST
226
Spot Trading
Illinois
$6.18M 94,594 +5,060 +6%
SMI
227
Shelter Mutual Insurance
Missouri
$6.16M 94,300 – –
CBOR
228
Community Bank of Raymore
Missouri
$6.13M 93,899 -190 -0.2%
NB
229
Norinchukin Bank
Japan
$6.04M 92,432 -18,746 -17%
State of Tennessee, Department of Treasury
230
State of Tennessee, Department of Treasury
Tennessee
$6.03M 92,300 -3,200 -3%
Cambridge Investment Research Advisors
231
Cambridge Investment Research Advisors
Iowa
$5.98M 91,559 +176 +0.2%
JHIU
232
Janus Henderson Investors US
Colorado
$5.86M 89,661 -352 -0.4%
SIRP
233
Shelter Insurance Retirement Plan
Missouri
$5.83M 89,200 – –
FBA
234
Front Barnett Associates
Illinois
$5.8M 88,782 -1,764 -2%
BCM
235
Birmingham Capital Management
Alabama
$5.75M 87,930 +1,379 +2%
BCM
236
Buckhead Capital Management
Georgia
$5.73M 87,648 -850 -1%
Two Sigma Advisers
237
Two Sigma Advisers
New York
$5.64M 86,348 +86,348 New
MNA
238
Manning & Napier Advisors
New York
$5.61M 85,783 -2,267 -3%
CIC
239
Cutler Investment Counsel
Oregon
$5.49M 83,968 -136 -0.2%
Mitsubishi UFJ Asset Management
240
Mitsubishi UFJ Asset Management
Japan
$5.48M 83,888 +2,035 +2%
Creative Planning
241
Creative Planning
Kansas
$5.47M 83,637 +5,045 +6%
SIPS
242
Shelter Insurance Profit Sharing
Missouri
$5.46M 83,555 – –
EDRAMF
243
Edmond de Rothschild Asset Management (France)
France
$5.45M 83,400 +75,200 +917%
WP
244
WMS Partners
Maryland
$5.35M 81,846 -1,451 -2%
DADC
245
D.A. Davidson & Co
Montana
$5.32M 81,440 -11,007 -12%
MCM
246
Moore Capital Management
New York
$5.31M 81,258 +81,258 New
PWLP
247
Prio Wealth Limited Partnership
Massachusetts
$5.31M 81,171 -10,875 -12%
PI
248
Putnam Investments
Massachusetts
$5.29M 80,879 +12,253 +18%
TCM
249
Tufton Capital Management
Maryland
$5.26M 80,405 +7,807 +11%
William Blair & Company
250
William Blair & Company
Illinois
$5.25M 80,337 -8,472 -10%
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