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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
FIM
226
Foresters Investment Management
New York
$10.8M +$91.5K +1,000 +0.9%
UB
227
UMB Bank
Missouri
$10.7M -$53.5K -585 -0.5%
AAF
228
Andra AP-fonden
Sweden
$10.7M -$2.55M -27,900 -19%
Nomura Holdings
229
Nomura Holdings
Japan
$10.7M +$8.26M +87,625 +341%
CCC
230
Chelsea Counsel Company
California
$10.6M +$82.4K +900 +0.8%
William Blair & Company
231
William Blair & Company
Illinois
$10.6M -$427K -4,667 -4%
OWP
232
Obermeyer Wealth Partners
Colorado
$10.5M +$10.5M +115,027 New
Thrivent Financial for Lutherans
233
Thrivent Financial for Lutherans
Minnesota
$10.5M -$33.1M -361,650 -76%
MSU
234
Mizuho Securities USA
New York
$10.5M -$5.4M -59,023 -34%
FBA
235
Front Barnett Associates
Illinois
$10.4M +$43.9K +480 +0.4%
HighTower Advisors
236
HighTower Advisors
Illinois
$10.3M +$3.43M +37,471 +50%
Fifth Third Bancorp
237
Fifth Third Bancorp
Ohio
$10.2M -$1.29M -14,110 -11%
AIA
238
Affinity Investment Advisors
California
$10.2M +$105K +1,142 +1%
OPERF
239
Oregon Public Employees Retirement Fund
Oregon
$10.1M -$2.54M -27,747 -20%
COPPSERS
240
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$10.1M -$429K -4,684 -4%
URS
241
Utah Retirement Systems
Utah
$9.9M – – –
CIS
242
Capital International Sarl
California
$9.88M -$4.19M -45,750 -30%
PWLP
243
Prio Wealth Limited Partnership
Massachusetts
$9.81M -$133K -1,450 -1%
PGFC
244
Peapack-Gladstone Financial Corp
New Jersey
$9.77M -$48.9K -534 -0.5%
FT
245
Fiduciary Trust
Massachusetts
$9.68M -$134K -1,459 -1%
WF
246
Welch & Forbes
Massachusetts
$9.6M -$310K -3,390 -3%
Nomura Asset Management
247
Nomura Asset Management
Japan
$9.58M -$142K -1,540 -1%
MAM
248
Martingale Asset Management
Massachusetts
$9.27M +$8.12M +88,720 +709%
Los Angeles Capital Management
249
Los Angeles Capital Management
California
$9.05M -$441K -4,823 -5%
OC
250
Oppenheimer & Co
New York
$9.03M -$796K -8,696 -8%
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