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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
$759M
2
HCM
Herndon Capital Management
Georgia
$148M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$266M
4
Vanguard Group
Vanguard Group
Pennsylvania
$3.74B
5
Wellington Management Group
Wellington Management Group
Massachusetts
$514M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.87B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$988M
3
Norges Bank
Norges Bank
Norway
$349M
4
Goldman Sachs
Goldman Sachs
New York
$206M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$331M
Name Holding Trade Value Shares
Change 		Shares
Change %
William Blair & Company
226
William Blair & Company
Illinois
$11.9M -$264K -2,663 -2%
FIM
227
Foresters Investment Management
New York
$11.6M – – –
WIC
228
Wood Investment Counsel
Colorado
$11.4M -$560K -5,650 -5%
COPPSERS
229
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$11.4M +$80.8K +816 +0.7%
CCC
230
Chelsea Counsel Company
California
$11.4M +$3.96K +40 +0%
FBA
231
Front Barnett Associates
Illinois
$11.2M -$22.6K -228 -0.2%
HNB
232
Huntington National Bank
Ohio
$11M -$261K -2,633 -2%
OTPPB
233
Ontario Teachers' Pension Plan Board
Ontario, Canada
$11M +$746K +7,532 +7%
NB
234
Norinchukin Bank
Japan
$11M +$401K +4,053 +4%
CCM
235
Copeland Capital Management
Pennsylvania
$11M +$959K +9,683 +10%
AIA
236
Affinity Investment Advisors
California
$10.9M -$26.4K -267 -0.2%
PWLP
237
Prio Wealth Limited Partnership
Massachusetts
$10.8M +$11.4K +115 +0.1%
RFC
238
Russell Frank Company
Washington
$10.7M -$27.4M -276,976 -72%
WF
239
Welch & Forbes
Massachusetts
$10.7M +$28.2K +285 +0.3%
URS
240
Utah Retirement Systems
Utah
$10.7M -$19.8K -200 -0.2%
PGFC
241
Peapack-Gladstone Financial Corp
New Jersey
$10.6M -$786K -7,941 -7%
OC
242
Oppenheimer & Co
New York
$10.6M -$662K -6,687 -6%
FT
243
Fiduciary Trust
Massachusetts
$10.6M -$509K -5,137 -5%
Nomura Asset Management
244
Nomura Asset Management
Japan
$10.4M -$415K -4,200 -4%
Los Angeles Capital Management
245
Los Angeles Capital Management
California
$10.3M -$20.2M -203,891 -66%
Mitsubishi UFJ Asset Management
246
Mitsubishi UFJ Asset Management
Japan
$9.94M -$2.65M -26,713 -21%
TRSOTSOK
247
Teachers Retirement System of the State of Kentucky
Kentucky
$9.61M – – –
CC
248
Curian Capital
Colorado
$9.44M +$8.82M +89,114 +1,435%
SMI
249
Shelter Mutual Insurance
Missouri
$9.34M – – –
DADC
250
D.A. Davidson & Co
Montana
$9.31M -$147K -1,489 -2%
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