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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
WIC
226
Wood Investment Counsel
Colorado
$12.2M -$205K -2,061 -2%
UB
227
UMB Bank
Missouri
$12.2M +$328K +3,301 +3%
COPPSERS
228
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$12.1M +$73.6K +741 +0.6%
PP
229
PDT Partners
New York
$12.1M +$12.1M +122,000 New
Janney Montgomery Scott
230
Janney Montgomery Scott
Pennsylvania
$11.9M +$1.32M +13,254 +12%
BPC
231
Banque Pictet & Cie
Switzerland
$11.8M +$2.29M +23,066 +24%
DADC
232
D.A. Davidson & Co
Montana
$11.7M +$505K +5,084 +4%
URS
233
Utah Retirement Systems
Utah
$11.7M +$89.4K +900 +0.8%
FT
234
Fiduciary Trust
Massachusetts
$11.7M -$565K -5,681 -5%
FIM
235
Foresters Investment Management
New York
$11.6M -$4.59M -46,200 -28%
CCC
236
Chelsea Counsel Company
California
$11.6M +$2.09M +20,992 +22%
FBA
237
Front Barnett Associates
Illinois
$11.4M -$80.5K -810 -0.7%
NB
238
Norinchukin Bank
Japan
$11.4M +$245K +2,470 +2%
PGFC
239
Peapack-Gladstone Financial Corp
New Jersey
$11.3M +$1.03M +10,355 +10%
SAM
240
Shell Asset Management
Netherlands
$11.1M -$1.39K -14 -0%
PWLP
241
Prio Wealth Limited Partnership
Massachusetts
$11M -$138K -1,388 -1%
Nordea Investment Management
242
Nordea Investment Management
Sweden
$11M -$42.6K -429 -0.4%
Nomura Asset Management
243
Nomura Asset Management
Japan
$11M +$1.16M +11,650 +12%
CII
244
Capital International Inc
California
$11M -$696K -7,000 -6%
AIA
245
Affinity Investment Advisors
California
$10.9M +$10.9M +110,176 New
OPERF
246
Oregon Public Employees Retirement Fund
Oregon
$10.9M +$119K +1,200 +1%
WF
247
Welch & Forbes
Massachusetts
$10.9M +$73.9K +744 +0.7%
SM
248
Stratton Management
Pennsylvania
$10.8M -$10.2K -103 -0.1%
Macquarie Group
249
Macquarie Group
Australia
$10.4M +$479K +4,825 +5%
OTPPB
250
Ontario Teachers' Pension Plan Board
Ontario, Canada
$10.3M -$2.36M -23,738 -19%
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