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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$245K +$237K +13,582 New
UCFA
27
United Capital Financial Advisors
Texas
$204K +$680 +39 +0.3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$200K +$33.1K +1,900 +21%
LCM
29
Logan Capital Management
Pennsylvania
$197K
DADC
30
D.A. Davidson & Co
Montana
$173K +$168K +9,613 New
WT
31
Whittier Trust
California
$119K
AIG
32
American International Group
New York
$45.1K
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$28K
Deutsche Bank
34
Deutsche Bank
Germany
$23K -$22.9K -1,311 -50%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$18K +$7.17K +411 +72%
Citigroup
36
Citigroup
New York
$8K -$204K -11,674 -96%
MFS
37
MSI Financial Services
Massachusetts
$8K
MA
38
MUFG Americas
New York
$7K -$3.73K -214 -34%
BC
39
Bartlett & Co
Ohio
$7K
RIA
40
Regal Investment Advisors
Michigan
$6K
FHA
41
First Horizon Advisors
Tennessee
$1K
RCM
42
Rivernorth Capital Management
Florida
-$1.74M -101,552 Closed
WAM
43
Wolverine Asset Management
Illinois
-$1.01M -58,823 Closed
DA
44
Doliver Advisors
Texas
-$548K -32,017 Closed
SFS
45
Shaker Financial Services
Virginia
-$328K -19,154 Closed
Jane Street
46
Jane Street
New York
-$223K -13,031 Closed
OC
47
Oppenheimer & Co
New York
-$209K -12,170 Closed
Nomura Holdings
48
Nomura Holdings
Japan
-$32K -1,889 Closed
FANJ
49
Financial Architects (New Jersey)
New Jersey
-$19K -1,116 Closed