AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

64 hedge funds and large institutions have $104M invested in Advent Convertible and Income Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+15
Holders Change %
+30.61%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
19
Increased
22
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$13.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.32M
3
RCM
3
Rivernorth Capital Management
Florida
$4.33M
4
FRM
4
Fore Research & Management
New York
$2.23M
5
CA
5
Cornerstone Advisors
North Carolina
$2.16M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$3.81M
2
DA
2
Doliver Advisors
Texas
$1.26M
3
CRC
3
Curi RMB Capital
Illinois
$2.72M
4
WAM
4
Wolverine Asset Management
Illinois
$5.86M
5
Wells Fargo
5
Wells Fargo
California
$3.64M
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
26
Invesco
Georgia
$732K -$104K -7,916 -12%
Citigroup
27
Citigroup
New York
$718K -$383K -29,057 -35%
WAM
28
Weiss Asset Management
Massachusetts
$595K +$595K +45,212 New
SFS
29
Shaker Financial Services
Virginia
$577K -$213K -16,164 -27%
Bank of America
30
Bank of America
North Carolina
$556K +$122K +9,254 +28%
UBS Group
31
UBS Group
Switzerland
$510K -$40.6K -3,084 -7%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$474K -$65.2K -4,956 -12%
SG Americas Securities
33
SG Americas Securities
New York
$452K +$452K +34,310 New
AWA
34
Arete Wealth Advisors
Illinois
$386K -$71.8K -5,456 -16%
Squarepoint
35
Squarepoint
New York
$383K +$383K +29,064 New
AA
36
AQR Arbitrage
Connecticut
$357K +$152K +11,513 +74%
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$351K +$76.7K +5,823 +28%
Baird Financial Group
38
Baird Financial Group
Wisconsin
$327K – – –
ICM
39
Ionic Capital Management
New York
$317K +$317K +24,074 New
CAN
40
Cetera Advisor Networks
California
$250K +$250K +18,982 New
RTS
41
Round Table Services
New Jersey
$199K +$199K +15,097 New
MFS
42
MSI Financial Services
Massachusetts
$195K +$176K +13,394 +945%
VKH
43
Virtu KCG Holdings
New York
$154K +$154K +11,702 New
CIBC World Market
44
CIBC World Market
Ontario, Canada
$150K +$2.97K +226 +2%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$139K +$2.46K +187 +2%
CCM
46
Coe Capital Management
Illinois
$135K +$135K +10,270 New
DADC
47
D.A. Davidson & Co
Montana
$90K – – –
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
$77K +$36.7K +2,806 +91%
TRCT
49
Tower Research Capital (TRC)
New York
$56K +$56K +4,223 New
AIG
50
American International Group
New York
$52K -$3.13K -241 -6%
1
2
3