AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

41 hedge funds and large institutions have $85.7M invested in Advent Convertible and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 9 closing their positions.

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
4
Increased
24
Reduced
8
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$2.84M
2
PPA
2
Parametric Portfolio Associates
Washington
$8.28M
3
Invesco
3
Invesco
Georgia
$3.49M
4
Ameriprise
4
Ameriprise
Minnesota
$6.16M
5
Wells Fargo
5
Wells Fargo
California
$8.04M

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$0
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$0
4
DA
4
Doliver Advisors
Texas
$0
5
WCM
5
Windsor Capital Management
Arizona
$8.46M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$136K 7,396 -45 -0.6%
AIG
27
American International Group
New York
$129K 7,019 +2,054 +41%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$28K 1,541 – –
Deutsche Bank
29
Deutsche Bank
Germany
$24K 1,310 – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$24K 1,325 +142 +12%
NSIM
31
North Star Investment Management
Illinois
$23K 1,267 +1,062 +518%
NES
32
New England Securities
New York
$21K 1,130 +1,130 New
FANJ
33
Financial Architects (New Jersey)
New Jersey
$20K 1,116 +1,116 New
NFG
34
Next Financial Group
Texas
$19K 1,027 +1,027 New
Citigroup
35
Citigroup
New York
$11K 618 +361 +140%
RIA
36
Regal Investment Advisors
Michigan
$9K 642 +334 +108%
MA
37
MUFG Americas
New York
$8K 411 +14 +4%
BC
38
Bartlett & Co
Ohio
$7K 392 – –
BRWM
39
B. Riley Wealth Management
Tennessee
$7K 416 +6 +1%
WAS
40
Winch Advisory Services
Wisconsin
$7K 385 +6 +2%
FHA
41
First Horizon Advisors
Tennessee
$1K 43 – –
FAM
42
Formidable Asset Management
Ohio
– – -149,811 Closed
TJHA
43
Thomas J. Herzfeld Advisors
Florida
– – -64,215 Closed
AQR Capital Management
44
AQR Capital Management
Connecticut
– – -28,869 Closed
DA
45
Doliver Advisors
Texas
– – -14,981 Closed
UCFA
46
United Capital Financial Advisors
Texas
– – -11,046 Closed
WT
47
Whittier Trust
California
– – -6,589 Closed
AllianceBernstein
48
AllianceBernstein
Tennessee
– – -1,496 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– – -324 Closed
CAL
50
Capital Analysts LLC
Pennsylvania
– – -72 Closed
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