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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
$647K +$662K +41,665 New
RJFSA
27
Raymond James Financial Services Advisors
Florida
$642K -$8.24K -518 -1%
Millennium Management
28
Millennium Management
New York
$567K +$581K +36,509 New
RJA
29
Raymond James & Associates
Florida
$514K +$77.9K +4,898 +17%
Barclays
30
Barclays
United Kingdom
$380K
AFNAS
31
American Financial Network Advisory Services
California
$284K +$290K +18,243 +121,620%
KA
32
Kovack Advisors
Florida
$264K
WCMNY
33
Westchester Capital Management (New York)
New York
$239K
MMA
34
Miracle Mile Advisors
California
$233K +$59.1K +3,720 +33%
BRF
35
B. Riley Financial
California
$225K
IWC
36
Integrated Wealth Concepts
Massachusetts
$213K +$55.9K +3,516 +35%
OC
37
Oppenheimer & Co
New York
$210K +$215K +13,500 New
EGA
38
E&G Advisors
Texas
$191K +$196K +12,300 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$186K -$113K -7,098 -37%
WI
40
Wintrust Investments
Illinois
$165K -$366 -23 -0.2%
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$144K +$147K +9,250 New
JP Morgan Chase
42
JP Morgan Chase
New York
$49K
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$40K +$41.1K +2,585 New
APP
44
Avantax Planning Partners
Iowa
$28K +$28.5K +1,793 New
PFO
45
Pathstone Family Office
New Jersey
$26K +$26.8K +1,685 New
SF
46
Synovus Financial
Georgia
$19K
US Bancorp
47
US Bancorp
Minnesota
$10K
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$3.93K +247 +63%
IA
49
IFP Advisors
Florida
$8K
GI
50
Gradient Investments
Minnesota
$5K