Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
14 hedge funds and large institutions have $8.52M invested in Apollo Endosurgery, Inc. in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and 3 closing their positions.
250% more repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 2
33% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 3
8% more funds holding
Funds holding: 13 → 14 (+1)
21% less capital invested
Capital invested by funds: $10.7M → $8.52M (-$2.22M)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $43K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
+$420K |
| 2 |
WMSA
Weiss Multi-Strategy Advisers
New York
|
+$238K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
+$97.7K |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
+$95.5K |
| 5 |
Allianz Asset Management
Munich,
Germany
|
+$75.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$312K |
| 2 |
MCM
Marathon Capital Management
Hunt Valley,
Maryland
|
-$250K |
| 3 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$46.3K |
| 4 |
U
UBS
Zurich,
Switzerland
|
-$18.7K |
| 5 |
WA
WFG Advisors
Dallas,
Texas
|
-$1K |
APEN Hedge Fund Activity: Q4 2013 in Review
14 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2013, worth a combined $8.52M — down 21% from $10.7M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new APEN positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 2 trimmed.
The largest buyer was Franklin Resources, adding an estimated $420K. The largest seller was Deutsche Bank, exiting entirely with an estimated $312K sold.
- 14 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2013, up from 13 in Q3 2013.
- Funds reported $8.52M of Apollo Endosurgery, Inc. stock for Q4 2013, down 21% quarter-over-quarter.
- 4 funds opened new Apollo Endosurgery, Inc. positions in Q4 2013 and 3 closed out, a net change of +1 holder.
- The largest Apollo Endosurgery, Inc. buyer in Q4 2013 was Franklin Resources, an estimated $420K added.
- The largest Apollo Endosurgery, Inc. seller in Q4 2013 was Deutsche Bank, an estimated $312K sold.
Based on aggregated 13F filings for Q4 2013.