APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

31 hedge funds and large institutions have $24M invested in Apollo Endosurgery, Inc. in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.61%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
NCM
1
Nantahala Capital Management
Connecticut
$5.28M 1,810,562
SCM
2
Stonepine Capital Management
Oregon
$4.71M 1,651,333 +188,145 +13%
CI
3
CPMG Inc
Texas
$3.63M 1,272,349
GS
4
Gagnon Securities
New York
$2.85M 998,744 +32,910 +3%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.56M 548,454
GA
6
Gagnon Advisors
New York
$1.48M 519,846
Vanguard Group
7
Vanguard Group
Pennsylvania
$1.46M 511,410
PM
8
Prosight Management
Texas
$454K 159,336 +159,336 New
Goldman Sachs
9
Goldman Sachs
New York
$439K 153,970 -900 -0.6%
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$371K 130,000
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$349K 122,544 -3,322 -3%
BCM
12
Bridgeway Capital Management
Texas
$296K 103,700
Renaissance Technologies
13
Renaissance Technologies
New York
$245K 85,900 +3,800 +5%
Russell Investments Group
14
Russell Investments Group
United Kingdom
$212K 74,401 -187,493 -72%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$177K 62,325
AAP
16
Ardsley Advisory Partners
Connecticut
$143K 50,188
FPC
17
Falcon Point Capital
California
$120K 42,207
BlackRock
18
BlackRock
New York
$101K 35,501 -344 -1%
Northern Trust
19
Northern Trust
Illinois
$69K 24,338 -1,327 -5%
UOTTAIMCU
20
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$44K 15,601 +15,601 New
Citadel Advisors
21
Citadel Advisors
Florida
$31K 10,758 +10,758 New
RWA
22
Ropes Wealth Advisors
Massachusetts
$2K 600 -1,000 -63%
UBS Group
23
UBS Group
Switzerland
$2K 544 -600 -52%
VFA
24
Valeo Financial Advisors
Indiana
$1K 488 +94 +24%
RE
25
RBC Europe
United Kingdom
$3 1