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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

31 hedge funds and large institutions have $24M invested in Apollo Endosurgery, Inc. in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

7% more funds holding

Funds holding: 2931 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less capital invested

Capital invested by funds: $26.9M → $24M (-$2.91M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.61%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$5.28M
SCM
2
Stonepine Capital Management
Oregon
$4.71M +$545K +188,145 +13%
CI
3
CPMG Inc
Texas
$3.63M
GS
4
Gagnon Securities
New York
$2.85M +$95.3K +32,910 +3%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.56M
GA
6
Gagnon Advisors
New York
$1.48M
Vanguard Group
7
Vanguard Group
Pennsylvania
$1.46M
PM
8
Prosight Management
Texas
$454K +$461K +159,336 New
Goldman Sachs
9
Goldman Sachs
New York
$439K -$2.61K -900 -0.6%
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$371K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$349K -$9.62K -3,322 -3%
BCM
12
Bridgeway Capital Management
Texas
$296K
Renaissance Technologies
13
Renaissance Technologies
New York
$245K +$11K +3,800 +5%
Russell Investments Group
14
Russell Investments Group
United Kingdom
$212K -$543K -187,493 -72%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$177K
AAP
16
Ardsley Advisory Partners
Connecticut
$143K
FPC
17
Falcon Point Capital
California
$120K
BlackRock
18
BlackRock
New York
$101K -$996 -344 -1%
Northern Trust
19
Northern Trust
Illinois
$69K -$3.84K -1,327 -5%
UOTTAIMCU
20
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$44K +$45.2K +15,601 New
Citadel Advisors
21
Citadel Advisors
Florida
$31K +$31.2K +10,758 New
RWA
22
Ropes Wealth Advisors
Massachusetts
$2K -$2.9K -1,000 -63%
UBS Group
23
UBS Group
Switzerland
$2K -$1.74K -600 -52%
VFA
24
Valeo Financial Advisors
Indiana
$1K +$272 +94 +24%
RE
25
RBC Europe
United Kingdom
$3

APEN Hedge Fund Activity: Q4 2019 in Review

31 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2019, worth a combined $24M — down 11% from $26.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new APEN positions and 4 closed out — a net gain of 2 holders — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Stonepine Capital Management, adding an estimated $545K. The largest seller was Russell Investments Group, cutting an estimated $543K.

  • 31 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2019, up from 29 in Q3 2019.
  • Funds reported $24M of Apollo Endosurgery, Inc. stock for Q4 2019, down 11% quarter-over-quarter.
  • 6 funds opened new Apollo Endosurgery, Inc. positions in Q4 2019 and 4 closed out, a net change of +2 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2019 was Stonepine Capital Management, an estimated $545K added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2019 was Russell Investments Group, an estimated $543K sold.

Based on aggregated 13F filings for Q4 2019.