Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
9 hedge funds and large institutions have $18.3M invested in Apollo Endosurgery, Inc. in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 5 closing their positions.
7,227% more capital invested
Capital invested by funds: $250K → $18.3M (+$18.1M)
10% less funds holding
Funds holding: 10 → 9 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NHAS
Novo Holdings A/S
Hellerup,
Denmark
|
+$22.2M |
| 2 |
TAF
Tredje AP-fonden
Se-111 91 Stockholm,
Sweden
|
+$515K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$53.4K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$15 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Renaissance Technologies
New York
|
-$173K |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
-$39K |
| 3 |
SBIA
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
|
-$36K |
| 4 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
-$15 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NHAS
1
Novo Holdings A/S
Hellerup,
Denmark
| $17.7M | +$22.2M | +1,456,972 | New |
|
|
TAF
2
Tredje AP-fonden
Se-111 91 Stockholm,
Sweden
| $557K | +$515K | +33,833 | New |
|
|
3
UBS Group
Zurich,
Switzerland
| $43K | +$53.4K | +3,504 | New |
|
|
BFA
4
BlackRock Fund Advisors
San Francisco,
California
| $1K | -$15 | -1 | -1% |
|
|
HDIM
5
Hanson & Doremus Investment Management
Burlington,
Vermont
| $619 | – | – | – |
|
|
6
Renaissance Technologies
New York
| – | -$173K | -9,610 | Closed |
|
|
7
Vanguard Group
Malvern,
Pennsylvania
| – | -$39K | -2,201 | Closed |
|
|
SBIA
8
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
| – | -$36K | -2,008 | Closed |
|
|
9
Wells Fargo
San Francisco,
California
| – | +$15 | +1 | New |
|
APEN Hedge Fund Activity: Q4 2016 in Review
9 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2016, worth a combined $18.3M — up 7,227% from $250K a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of APEN and 4 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 0 added.
The largest buyer was Novo Holdings A/S, opening a new position worth an estimated $22.2M. The largest seller was Renaissance Technologies, exiting entirely with an estimated $173K sold.
- 9 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2016, down from 10 in Q3 2016.
- Funds reported $18.3M of Apollo Endosurgery, Inc. stock for Q4 2016, up 7,227% quarter-over-quarter.
- 4 funds opened new Apollo Endosurgery, Inc. positions in Q4 2016 and 5 closed out, a net change of -1 holder.
- The largest Apollo Endosurgery, Inc. buyer in Q4 2016 was Novo Holdings A/S, an estimated $22.2M added.
- The largest Apollo Endosurgery, Inc. seller in Q4 2016 was Renaissance Technologies, an estimated $173K sold.
Based on aggregated 13F filings for Q4 2016.