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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

13 hedge funds and large institutions have $187K invested in Apollo Endosurgery, Inc. in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more call options, than puts

Call options by funds: $20K | Put options by funds: $5K

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

43% less funds holding

Funds holding: 2313 (-10)

83% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 12

98% less capital invested

Capital invested by funds: $10.6M → $187K (-$10.5M)

Holders
13
Holders Change
-10
Holders Change %
-43.48%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
3
Closed
12
Calls
$20K
Puts
$5K
Net Calls
+$15K
Net Calls Change
+$60K
Name Holding Trade Value Shares
Change
Change in
Stake
SM
1
Sabby Management
Florida
$74K -$862K -8,715 -71%
VKH
2
Virtu KCG Holdings
New York
$34K +$102K +1,031 +175%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$20K +$99 +1 +0.1%
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$18K
Vanguard Group
5
Vanguard Group
Pennsylvania
$14K -$122K -1,234 -65%
Bank of America
6
Bank of America
North Carolina
$8K +$692 +7 +2%
Goldman Sachs
7
Goldman Sachs
New York
$8K +$39.3K +397 New
Group One Trading
8
Group One Trading
Illinois
$5K +$9.2K +93 +61%
Stifel Financial
9
Stifel Financial
Missouri
$4K -$6.43K -65 -27%
HDIM
10
Hanson & Doremus Investment Management
Vermont
$1K +$1.98K +20 +65%
GC
11
Globeflex Capital
California
$1K +$2.97K +30 New
Franklin Resources
12
Franklin Resources
California
-$5.15M -27,081 Closed
KCM
13
Kennedy Capital Management
Missouri
-$1.1M -5,801 Closed
DCM
14
DAFNA Capital Management
California
-$276K -1,453 Closed
Deutsche Bank
15
Deutsche Bank
Germany
-$224K -1,178 Closed
WMSA
16
Weiss Multi-Strategy Advisers
New York
-$172K -903 Closed
RI
17
RTW Investments
New York
-$148K -779 Closed
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
-$73K -738 Closed
SIM
19
Spark Investment Management
New York
-$36K -200 Closed
Renaissance Technologies
20
Renaissance Technologies
New York
-$27K -141 Closed
Northern Trust
21
Northern Trust
Illinois
-$26K -134 Closed
BIM
22
BlackRock Investment Management
Delaware
-$8K -44 Closed
MA
23
MUFG Americas
New York
-$6K -31 Closed
Morgan Stanley
24
Morgan Stanley
New York
+$99 +1 +20%

APEN Hedge Fund Activity: Q2 2015 in Review

13 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q2 2015, worth a combined $187K — down 98% from $10.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of APEN and 2 opened new positions — a net loss of 10 holders — while 3 trimmed existing stakes and 6 added.

The largest buyer was Virtu KCG Holdings, adding an estimated $102K. The largest seller was Franklin Resources, exiting entirely with an estimated $5.15M sold.

  • 13 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q2 2015, down from 23 in Q1 2015.
  • Funds reported $187K of Apollo Endosurgery, Inc. stock for Q2 2015, down 98% quarter-over-quarter.
  • 2 funds opened new Apollo Endosurgery, Inc. positions in Q2 2015 and 12 closed out, a net change of -10 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q2 2015 was Virtu KCG Holdings, an estimated $102K added.
  • The largest Apollo Endosurgery, Inc. seller in Q2 2015 was Franklin Resources, an estimated $5.15M sold.

Based on aggregated 13F filings for Q2 2015.