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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

32 hedge funds and large institutions have $14.5M invested in Apollo Endosurgery, Inc. in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3132 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

13% less capital invested

Capital invested by funds: $16.6M → $14.5M (-$2.13M)

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.66%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
8
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$3.02M
SCM
2
Stonepine Capital Management
Oregon
$2.37M -$469K -236,096 -14%
CI
3
CPMG Inc
Texas
$2.17M
GS
4
Gagnon Securities
New York
$1.56M -$117K -58,779 -6%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$892K -$5.96K -3,000 -0.5%
GA
6
Gagnon Advisors
New York
$850K
Vanguard Group
7
Vanguard Group
Pennsylvania
$836K
PM
8
Prosight Management
Texas
$621K +$84.8K +42,683 +13%
Goldman Sachs
9
Goldman Sachs
New York
$503K +$306K +153,970 +100%
UOTTAIMCU
10
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$456K +$523K +263,436 +1,689%
Northern Trust
11
Northern Trust
Illinois
$281K +$294K +147,969 +608%
NSEDCP
12
NJ State Employees Deferred Compensation Plan
New Jersey
$211K
BCM
13
Bridgeway Capital Management
Texas
$192K
Renaissance Technologies
14
Renaissance Technologies
New York
$153K +$7.75K +3,900 +4%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$100K
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$95K -$127K -63,830 -52%
AAP
17
Ardsley Advisory Partners
Connecticut
$74K -$9.93K -5,000 -10%
BlackRock
18
BlackRock
New York
$48K -$9.68K -4,872 -14%
PC
19
PA Capital
Virginia
$40K +$4.77K +2,404 +11%
TRCT
20
Tower Research Capital (TRC)
New York
$11K +$13.8K +6,939 +4,180%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$6K +$5.56K +2,799 +831%
UBS Group
22
UBS Group
Switzerland
$2K -$8.26K -4,160 -81%
VFA
23
Valeo Financial Advisors
Indiana
$1K
RWA
24
Ropes Wealth Advisors
Massachusetts
$1K +$1.67K +840 New
RE
25
RBC Europe
United Kingdom
$2

APEN Hedge Fund Activity: Q2 2020 in Review

32 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q2 2020, worth a combined $14.5M — down 13% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new APEN positions and 2 closed out — a net gain of 1 holder — while 8 added to existing stakes and 9 trimmed.

The largest buyer was University of Texas/Texas AM Investment Management Co (UTIMCO), adding an estimated $523K. The largest seller was Stonepine Capital Management, cutting an estimated $469K.

  • 32 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q2 2020, up from 31 in Q1 2020.
  • Funds reported $14.5M of Apollo Endosurgery, Inc. stock for Q2 2020, down 13% quarter-over-quarter.
  • 3 funds opened new Apollo Endosurgery, Inc. positions in Q2 2020 and 2 closed out, a net change of +1 holder.
  • The largest Apollo Endosurgery, Inc. buyer in Q2 2020 was University of Texas/Texas AM Investment Management Co (UTIMCO), an estimated $523K added.
  • The largest Apollo Endosurgery, Inc. seller in Q2 2020 was Stonepine Capital Management, an estimated $469K sold.

Based on aggregated 13F filings for Q2 2020.