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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

29 hedge funds and large institutions have $26.9M invested in Apollo Endosurgery, Inc. in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

4% more funds holding

Funds holding: 2829 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less capital invested

Capital invested by funds: $30.1M → $26.9M (-$3.21M)

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
4
Increased
8
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$5.96M
SCM
2
Stonepine Capital Management
Oregon
$4.81M -$3.54M -1,117,330 -43%
CI
3
CPMG Inc
Texas
$4.19M
GS
4
Gagnon Securities
New York
$3.18M +$21.6K +6,821 +0.7%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.8M
GA
6
Gagnon Advisors
New York
$1.71M
Vanguard Group
7
Vanguard Group
Pennsylvania
$1.7M +$317K +100,083 +24%
Russell Investments Group
8
Russell Investments Group
United Kingdom
$871K -$249K -78,590 -23%
Goldman Sachs
9
Goldman Sachs
New York
$510K +$1.33K +421 +0.3%
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$433K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$419K
BCM
12
Bridgeway Capital Management
Texas
$345K +$75.1K +23,700 +30%
Renaissance Technologies
13
Renaissance Technologies
New York
$270K +$23.4K +7,400 +10%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$207K
AAP
15
Ardsley Advisory Partners
Connecticut
$165K +$4.75K +1,500 +3%
FPC
16
Falcon Point Capital
California
$130K +$4.62K +1,458 +4%
BlackRock
17
BlackRock
New York
$118K -$5.99K -1,892 -5%
Northern Trust
18
Northern Trust
Illinois
$84K
Victory Capital Management
19
Victory Capital Management
Texas
$8K +$7.65K +2,415 New
RWA
20
Ropes Wealth Advisors
Massachusetts
$5K
UBS Group
21
UBS Group
Switzerland
$4K -$117 -37 -3%
Bank of America
22
Bank of America
North Carolina
$2K +$2.4K +757 New
VFA
23
Valeo Financial Advisors
Indiana
$1K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1K +$1.05K +331 New
RE
25
RBC Europe
United Kingdom
$3

APEN Hedge Fund Activity: Q3 2019 in Review

29 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2019, worth a combined $26.9M — down 11% from $30.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new APEN positions and 2 closed out — a net gain of 2 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Vanguard Group, adding an estimated $317K. The largest seller was Stonepine Capital Management, cutting an estimated $3.54M.

  • 29 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2019, up from 28 in Q2 2019.
  • Funds reported $26.9M of Apollo Endosurgery, Inc. stock for Q3 2019, down 11% quarter-over-quarter.
  • 4 funds opened new Apollo Endosurgery, Inc. positions in Q3 2019 and 2 closed out, a net change of +2 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2019 was Vanguard Group, an estimated $317K added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2019 was Stonepine Capital Management, an estimated $3.54M sold.

Based on aggregated 13F filings for Q3 2019.