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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

31 hedge funds and large institutions have $16.6M invested in Apollo Endosurgery, Inc. in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 2

0% more funds holding

Funds holding: 3131 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

31% less capital invested

Capital invested by funds: $24M → $16.6M (-$7.38M)

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
9
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$3.55M +$100K +38,110 +2%
SCM
2
Stonepine Capital Management
Oregon
$3.23M +$85.4K +32,528 +2%
CI
3
CPMG Inc
Texas
$2.55M +$150K +57,163 +4%
GS
4
Gagnon Securities
New York
$1.94M +$33.4K +12,712 +1%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.05M
GA
6
Gagnon Advisors
New York
$998K
Vanguard Group
7
Vanguard Group
Pennsylvania
$982K
PM
8
Prosight Management
Texas
$648K +$467K +177,926 +112%
Goldman Sachs
9
Goldman Sachs
New York
$296K
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$250K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$235K
BCM
12
Bridgeway Capital Management
Texas
$228K +$39.4K +15,000 +14%
Renaissance Technologies
13
Renaissance Technologies
New York
$172K +$9.19K +3,500 +4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$119K
AAP
15
Ardsley Advisory Partners
Connecticut
$96K
FPC
16
Falcon Point Capital
California
$70K -$14.9K -5,664 -13%
BlackRock
17
BlackRock
New York
$65K -$4.06K -1,548 -4%
Northern Trust
18
Northern Trust
Illinois
$47K
PC
19
PA Capital
Virginia
$42K +$57.9K +22,048 New
UOTTAIMCU
20
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$30K
UBS Group
21
UBS Group
Switzerland
$10K +$12.1K +4,611 +848%
Victory Capital Management
22
Victory Capital Management
Texas
$10K +$12.6K +4,790 New
VFA
23
Valeo Financial Advisors
Indiana
$1K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1K +$885 +337 New
RE
25
RBC Europe
United Kingdom
$2

APEN Hedge Fund Activity: Q1 2020 in Review

31 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2020, worth a combined $16.6M — down 31% from $24M a quarter earlier.

Fund positioning in APEN was balanced in Q1 2020: 3 funds opened new positions, 3 closed out, 9 added to existing stakes and 2 trimmed.

The largest buyer was Prosight Management, adding an estimated $467K. The largest seller was Russell Investments Group, exiting entirely with an estimated $212K sold.

  • 31 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $16.6M of Apollo Endosurgery, Inc. stock for Q1 2020, down 31% quarter-over-quarter.
  • 3 funds opened new Apollo Endosurgery, Inc. positions in Q1 2020 and 3 closed out, a net change of 0 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2020 was Prosight Management, an estimated $467K added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2020 was Russell Investments Group, an estimated $212K sold.

Based on aggregated 13F filings for Q1 2020.