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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

81 hedge funds and large institutions have $368M invested in Apollo Endosurgery, Inc. in 2022 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82,200% more call options, than puts

Call options by funds: $33.7M | Put options by funds: $41K

264% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 11

111% more capital invested

Capital invested by funds: $174M → $368M (+$194M)

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

53% more funds holding

Funds holding: 5381 (+28)

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

Holders
81
Holders Change
+28
Holders Change %
+52.83%
% of All Funds
1.3%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.13%
New
40
Increased
19
Reduced
14
Closed
11
Calls
$33.7M
Puts
$41K
Net Calls
+$33.7M
Net Calls Change
+$22.3M
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$61.7M +$16.6M +2,219,962 +56%
NCM
2
Nantahala Capital Management
Connecticut
$40.4M +$617K +82,721 +2%
SCM
3
Stonepine Capital Management
Oregon
$37.2M +$6.67M +893,953 +32%
Citigroup
4
Citigroup
New York
$23.8M +$2.8M +376,119 +19%
DM
5
Deerfield Management
New York
$17.4M
GS
6
Gagnon Securities
New York
$17M -$621K -83,310 -5%
ACM
7
Archon Capital Management
Washington
$16.4M -$1.47M -196,641 -11%
Vanguard Group
8
Vanguard Group
Pennsylvania
$14.6M +$787K +105,589 +8%
GA
9
Gagnon Advisors
New York
$13.3M
JP Morgan Chase
10
JP Morgan Chase
New York
$10.7M +$8.01M +1,074,350 New
AIC
11
AWM Investment Company
New York
$7.84M -$323K -43,288 -5%
WP
12
Woodline Partners
California
$7.61M +$5.69M +762,800 New
BCM
13
Boone Capital Management
Georgia
$7.16M +$5.36M +718,419 New
BSCM
14
Berry Street Capital Management
United Kingdom
$6.23M +$4.66M +625,000 New
Russell Investments Group
15
Russell Investments Group
United Kingdom
$5.92M -$2.68M -358,927 -38%
BlackRock
16
BlackRock
New York
$5.11M -$444K -59,571 -10%
FTCM
17
First Trust Capital Management
Illinois
$4.73M +$3.54M +474,664 New
WIC
18
Water Island Capital
New York
$4.48M +$3.35M +449,636 New
Millennium Management
19
Millennium Management
New York
$4.39M +$2.9M +388,982 +764%
MF
20
Magnetar Financial
Illinois
$4.14M +$3.1M +415,194 New
GGHC
21
Gilder Gagnon Howe & Co
New York
$3.72M -$661K -88,582 -19%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$3.71M +$215K +28,878 +8%
Morgan Stanley
23
Morgan Stanley
New York
$3.42M +$2.54M +340,695 +17,454%
ACM
24
AIGH Capital Management
Maryland
$3.15M -$1.43M -192,100 -38%
Federated Hermes
25
Federated Hermes
Pennsylvania
$3.07M +$2.3M +308,000 New

APEN Hedge Fund Activity: Q4 2022 in Review

81 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2022, worth a combined $368M — up 111% from $174M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new APEN positions and 11 closed out — a net gain of 29 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was CPMG Inc, adding an estimated $16.6M. The largest seller was Soleus Capital Management, exiting entirely with an estimated $6.26M sold.

  • 81 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2022, up from 53 in Q3 2022.
  • Funds reported $368M of Apollo Endosurgery, Inc. stock for Q4 2022, up 111% quarter-over-quarter.
  • 40 funds opened new Apollo Endosurgery, Inc. positions in Q4 2022 and 11 closed out, a net change of +29 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2022 was CPMG Inc, an estimated $16.6M added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2022 was Soleus Capital Management, an estimated $6.26M sold.

Based on aggregated 13F filings for Q4 2022.