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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

38 hedge funds and large institutions have $64.4M invested in Apollo Endosurgery, Inc. in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

8% more capital invested

Capital invested by funds: $59.7M → $64.4M (+$4.67M)

3% more funds holding

Funds holding: 3738 (+1)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.87%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
6
Increased
11
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Stonepine Capital Management
Oregon
$18.5M
CI
2
CPMG Inc
Texas
$9.12M
NCM
3
Nantahala Capital Management
Connecticut
$8.55M +$4.21M +542,044 +83%
CAM
4
Cortina Asset Management
Wisconsin
$3.97M +$1M +129,066 +30%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$3.93M
Vanguard Group
6
Vanguard Group
Pennsylvania
$3.37M +$2.33M +300,012 +176%
Russell Investments Group
7
Russell Investments Group
United Kingdom
$2.94M -$40.1K -5,168 -1%
GS
8
Gagnon Securities
New York
$2.58M -$10K -1,288 -0.4%
ACM
9
Athyrium Capital Management
New York
$1.81M
GA
10
Gagnon Advisors
New York
$1.8M
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$836K +$230K +29,553 +34%
NSEDCP
12
NJ State Employees Deferred Compensation Plan
New Jersey
$832K -$295K -38,000 -25%
MHP
13
Manatuck Hill Partners
Connecticut
$769K -$527K -67,810 -39%
MAG
14
Millrace Asset Group
Pennsylvania
$710K -$454K -58,466 -37%
EI
15
EAM Investors
California
$626K +$678K +87,279 New
Renaissance Technologies
16
Renaissance Technologies
New York
$613K +$312K +40,200 +89%
BCM
17
Bridgeway Capital Management
Texas
$566K
FPC
18
Falcon Point Capital
California
$550K -$43.2K -5,564 -7%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$446K +$484K +62,325 New
JP Morgan Chase
20
JP Morgan Chase
New York
$419K +$365K +46,995 +411%
AAP
21
Ardsley Advisory Partners
Connecticut
$359K
WVP
22
Worth Venture Partners
New Jersey
$359K +$388K +50,000 New
Northern Trust
23
Northern Trust
Illinois
$216K +$123K +15,878 +112%
BlackRock
24
BlackRock
New York
$172K +$10.1K +1,299 +6%
WIC
25
Woodmont Investment Counsel
Tennessee
$166K

APEN Hedge Fund Activity: Q3 2018 in Review

38 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2018, worth a combined $64.4M — up 7.8% from $59.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new APEN positions and 5 closed out — a net gain of 1 holder — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Nantahala Capital Management, adding an estimated $4.21M. The largest seller was Polar Asset Management Partners, exiting entirely with an estimated $2.79M sold.

  • 38 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2018, up from 37 in Q2 2018.
  • Funds reported $64.4M of Apollo Endosurgery, Inc. stock for Q3 2018, up 7.8% quarter-over-quarter.
  • 6 funds opened new Apollo Endosurgery, Inc. positions in Q3 2018 and 5 closed out, a net change of +1 holder.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2018 was Nantahala Capital Management, an estimated $4.21M added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2018 was Polar Asset Management Partners, an estimated $2.79M sold.

Based on aggregated 13F filings for Q3 2018.