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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

42 hedge funds and large institutions have $74.3M invested in Apollo Endosurgery, Inc. in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 2

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

68% more capital invested

Capital invested by funds: $44.2M → $74.3M (+$30.1M)

51% more call options, than puts

Call options by funds: $216K | Put options by funds: $143K

50% more funds holding

Funds holding: 2842 (+14)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
42
Holders Change
+14
Holders Change %
+50%
% of All Funds
0.74%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
16
Increased
11
Reduced
5
Closed
2
Calls
$216K
Puts
$143K
Net Calls
+$73K
Net Calls Change
+$73K
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$17.5M +$298K +60,333 +2%
NCM
2
Nantahala Capital Management
Connecticut
$12.6M -$46K -9,293 -0.4%
GS
3
Gagnon Securities
New York
$8.63M +$563K +113,745 +8%
SCM
4
Stonepine Capital Management
Oregon
$7.98M -$4.34M -877,297 -38%
GA
5
Gagnon Advisors
New York
$6.62M
Goldman Sachs
6
Goldman Sachs
New York
$3.55M +$101K +20,349 +3%
Luther King Capital Management (LKCM)
7
Luther King Capital Management (LKCM)
Texas
$3M
Vanguard Group
8
Vanguard Group
Pennsylvania
$2.96M +$135K +27,368 +5%
Renaissance Technologies
9
Renaissance Technologies
New York
$2.23M +$896K +181,200 +81%
Marshall Wace
10
Marshall Wace
United Kingdom
$2.07M +$1.86M +375,299 New
MHP
11
Manatuck Hill Partners
Connecticut
$1.39M +$650K +131,500 +109%
Northern Trust
12
Northern Trust
Illinois
$880K -$441K -89,257 -36%
SCM
13
SG Capital Management
Illinois
$823K +$739K +149,397 New
BCM
14
Bridgeway Capital Management
Texas
$741K +$278K +56,200 +72%
NSEDCP
15
NJ State Employees Deferred Compensation Plan
New Jersey
$716K
Geode Capital Management
16
Geode Capital Management
Massachusetts
$537K +$107K +21,685 +29%
PHP
17
Parkman Healthcare Partners
Connecticut
$413K +$371K +75,000 New
Millennium Management
18
Millennium Management
New York
$335K +$300K +60,745 New
Neuberger Berman Group
19
Neuberger Berman Group
New York
$276K +$247K +50,000 New
TRCT
20
Tower Research Capital (TRC)
New York
$269K +$186K +37,694 +341%
BlackRock
21
BlackRock
New York
$241K +$27.6K +5,579 +15%
Citadel Advisors
22
Citadel Advisors
Florida
$151K +$136K +27,431 New
UOTTAIMCU
23
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$86K
CSS
24
Cubist Systematic Strategies
Connecticut
$82K +$73.6K +14,882 New
MWNA
25
Marshall Wace North America
New York
$75K +$67K +13,548 New

APEN Hedge Fund Activity: Q1 2021 in Review

42 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2021, worth a combined $74.3M — up 68% from $44.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new APEN positions and 2 closed out — a net gain of 14 holders — while 11 added to existing stakes and 5 trimmed.

The largest buyer was Marshall Wace, opening a new position worth an estimated $1.86M. The largest seller was Stonepine Capital Management, cutting an estimated $4.34M.

  • 42 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2021, up from 28 in Q4 2020.
  • Funds reported $74.3M of Apollo Endosurgery, Inc. stock for Q1 2021, up 68% quarter-over-quarter.
  • 16 funds opened new Apollo Endosurgery, Inc. positions in Q1 2021 and 2 closed out, a net change of +14 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2021 was Marshall Wace, an estimated $1.86M added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2021 was Stonepine Capital Management, an estimated $4.34M sold.

Based on aggregated 13F filings for Q1 2021.