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APEN

Apollo Endosurgery, Inc.
APEN

Delisted

APEN was delisted on the 3rd of April, 2023.

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21 hedge funds and large institutions have $410K invested in Apollo Endosurgery, Inc. in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

200% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 2

25% more capital invested

Capital invested by funds: $328K → $410K (+$82K)

24% more funds holding

Funds holding: 17 → 21 (+4)

Holders
21
Holders Change
+4
Holders Change %
+23.53%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
6
Reduced
2
Closed
1
Calls
$43K
Puts
–
Net Calls
+$43K
Net Calls Change
+$44K

Top Buyers

Rank Fund Capital Flow
1
AA
Ancora Advisors
Ohio
+$13.7K
2
Renaissance Technologies
Renaissance Technologies
New York
+$7.83K
3
Citadel Advisors
Citadel Advisors
Florida
+$6.07K
4
SM
Sabby Management
Florida
+$4.53K
5
CWM
Concert Wealth Management
California
+$3.29K

Top Sellers

Rank Fund Capital Flow
1
VKH
Virtu KCG Holdings
New York
-$28.6K
2
Bank of America
Bank of America
North Carolina
-$6K
3
Group One Trading
Group One Trading
Illinois
-$2K
Name Holding Trade Value Shares
Change 		Change in
Stake
SM
1
Sabby Management
Florida
$249K +$4.53K +269 +2%
SBIA
2
Sheaff Brock Investment Advisors
Indiana
$35K +$33.8K +2,008 New
AA
3
Ancora Advisors
Ohio
$34K +$13.7K +812 +71%
Citadel Advisors
4
Citadel Advisors
Florida
$18K +$6.07K +360 +54%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$16K +$34 +2 +0.2%
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$15K – – –
Vanguard Group
7
Vanguard Group
Pennsylvania
$13K – – –
Renaissance Technologies
8
Renaissance Technologies
New York
$8K +$7.83K +465 New
Goldman Sachs
9
Goldman Sachs
New York
$7K – – –
VKH
10
Virtu KCG Holdings
New York
$4K -$28.6K -1,700 -88%
GC
11
Guggenheim Capital
Illinois
$3K – – –
Stifel Financial
12
Stifel Financial
Missouri
$3K – – –
CWM
13
Concert Wealth Management
California
$3K +$3.29K +195 New
HDIM
14
Hanson & Doremus Investment Management
Vermont
$1K – – –
GC
15
Globeflex Capital
California
$1K +$489 +29 +207%
Bank of America
16
Bank of America
North Carolina
– -$6K -386 Closed
Group One Trading
17
Group One Trading
Illinois
– -$2K -119 -88%
Morgan Stanley
18
Morgan Stanley
New York
– +$17 +1 +20%
WAS
19
WESPAC Advisors SoCal
California
– +$17 +1 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
– +$320 +19 New

APEN Hedge Fund Activity: Q4 2015 in Review

21 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2015, worth a combined $410K — up 25% from $328K a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new APEN positions and 1 closed out — a net gain of 4 holders — while 6 added to existing stakes and 2 trimmed.

The largest buyer was Ancora Advisors, adding an estimated $13.7K. The largest seller was Virtu KCG Holdings, cutting an estimated $28.6K.

  • 21 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2015, up from 17 in Q3 2015.
  • Funds reported $410K of Apollo Endosurgery, Inc. stock for Q4 2015, up 25% quarter-over-quarter.
  • 5 funds opened new Apollo Endosurgery, Inc. positions in Q4 2015 and 1 closed out, a net change of +4 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2015 was Ancora Advisors, an estimated $13.7K added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2015 was Virtu KCG Holdings, an estimated $28.6K sold.

Based on aggregated 13F filings for Q4 2015.