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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

25 hedge funds and large institutions have $9.37M invested in Apollo Endosurgery, Inc. in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

14% more funds holding

Funds holding: 2225 (+3)

10% more capital invested

Capital invested by funds: $8.55M → $9.37M (+$819K)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $34K

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
7
Closed
2
Calls
Puts
$34K
Net Calls
-$34K
Net Calls Change
+$32K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$5.88M +$2.25M +10,086 +59%
KCM
2
Kennedy Capital Management
Missouri
$1.26M -$1.79K -8 -0.1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$402K +$4.69K +21 +1%
DCM
4
DAFNA Capital Management
California
$344K +$55.4K +248 +19%
Deutsche Bank
5
Deutsche Bank
Germany
$285K +$33.5K +150 +13%
WMSA
6
Weiss Multi-Strategy Advisers
New York
$212K
Geode Capital Management
7
Geode Capital Management
Massachusetts
$205K +$68.5K +307 +48%
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$192K
RI
9
RTW Investments
New York
$169K +$174K +779 New
Bank of America
10
Bank of America
North Carolina
$84K -$19K -85 -18%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$73K -$28.1K -126 -27%
Renaissance Technologies
12
Renaissance Technologies
New York
$57K +$19K +85 +47%
SIM
13
Spark Investment Management
New York
$55K +$59.8K +268 New
VKH
14
Virtu KCG Holdings
New York
$51K +$52.7K +236 New
MCM
15
Marathon Capital Management
Maryland
$37K -$50.4K -226 -57%
Northern Trust
16
Northern Trust
Illinois
$29K
BIM
17
BlackRock Investment Management
Delaware
$9K
HDIM
18
Hanson & Doremus Investment Management
Vermont
$7K
MA
19
MUFG Americas
New York
$5K +$2.01K +9 +60%
SM
20
Sabby Management
Florida
$3.52K -$1.1M -4,935 -23%
Simplex Trading
21
Simplex Trading
Illinois
$3K +$2.9K +13 New
UBS Group
22
UBS Group
Switzerland
$2K +$1.56K +7 New
Group One Trading
23
Group One Trading
Illinois
$1K -$4.91K -22 -88%
Morgan Stanley
24
Morgan Stanley
New York
$1K -$4.24K -19 -76%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1

APEN Hedge Fund Activity: Q4 2014 in Review

25 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2014, worth a combined $9.37M — up 9.6% from $8.55M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new APEN positions and 2 closed out — a net gain of 3 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Franklin Resources, adding an estimated $2.25M. The largest seller was Sabby Management, cutting an estimated $1.1M.

  • 25 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2014, up from 22 in Q3 2014.
  • Funds reported $9.37M of Apollo Endosurgery, Inc. stock for Q4 2014, up 9.6% quarter-over-quarter.
  • 5 funds opened new Apollo Endosurgery, Inc. positions in Q4 2014 and 2 closed out, a net change of +3 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2014 was Franklin Resources, an estimated $2.25M added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2014 was Sabby Management, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2014.