DAFNA Capital Management’s Apollo Endosurgery, Inc. APEN Stock Holding History

DAFNA Capital Management’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-1,453	Closed	-$276K	–	85
2015 Q1	$276K	Sell	1,453 -130	-8%	-$29.9K	0.21%	59
2014 Q4	$344K	Buy	1,583 +248	+19%	+$55.4K	0.27%	50
2014 Q3	$362K	Sell	1,335 -29	-2%	-$7.88K	0.37%	44
2014 Q2	$417K	Hold	1,364	–	–	0.4%	35
2014 Q1	$499K	Buy	+1,364	New	+$495K	0.43%	36

Other funds holding APEN

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Globeflex Capital San Diego, California $661M AUM 50.59% 1-Year Est. Return

DAFNA Capital Management's APEN Position: Q2 2015 in Review

DAFNA Capital Management sold out of Apollo Endosurgery, Inc. (APEN) in Q2 2015, closing a stake of 1,453 shares — an estimated $276K sold.

DAFNA Capital Management first reported a position in APEN in Q1 2014 and held it in 5 quarters. The position peaked at $499K in Q1 2014. 13 funds tracked by Wall St. Rank hold APEN as of Q2 2015.

DAFNA Capital Management reported no remaining Apollo Endosurgery, Inc. position as of Q2 2015 after selling out during the quarter.
DAFNA Capital Management sold 1,453 Apollo Endosurgery, Inc. shares in Q2 2015, an estimated $276K.
DAFNA Capital Management first reported a position in Apollo Endosurgery, Inc. in Q1 2014 and held it in 5 quarters.
DAFNA Capital Management's Apollo Endosurgery, Inc. position peaked at $499K in Q1 2014.
13 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q2 2015.

Based on DAFNA Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.