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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

23 hedge funds and large institutions have $10.6M invested in Apollo Endosurgery, Inc. in 2015 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $9.37M → $10.6M (+$1.27M)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

8% less funds holding

Funds holding: 2523 (-2)

35% less call options, than puts

Call options by funds: $84K | Put options by funds: $129K

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
7
Closed
3
Calls
$84K
Puts
$129K
Net Calls
-$45K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$5.15M
SM
2
Sabby Management
Florida
$2.32M -$920K -4,005 -25%
KCM
3
Kennedy Capital Management
Missouri
$1.1M
Vanguard Group
4
Vanguard Group
Pennsylvania
$360K +$9.65K +42 +2%
DCM
5
DAFNA Capital Management
California
$276K -$29.9K -130 -8%
Deutsche Bank
6
Deutsche Bank
Germany
$224K -$31.5K -137 -10%
California Public Employees Retirement System
7
California Public Employees Retirement System
California
$192K
Geode Capital Management
8
Geode Capital Management
Massachusetts
$181K +$919 +4 +0.4%
WMSA
9
Weiss Multi-Strategy Advisers
New York
$172K -$16.3K -71 -7%
RI
10
RTW Investments
New York
$148K
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$140K +$92.1K +401 +119%
VKH
12
Virtu KCG Holdings
New York
$112K +$81.1K +353 +150%
Bank of America
13
Bank of America
North Carolina
$73K
Stifel Financial
14
Stifel Financial
Missouri
$46K +$54.9K +239 New
SIM
15
Spark Investment Management
New York
$36K -$15.6K -68 -25%
Group One Trading
16
Group One Trading
Illinois
$29K +$34.5K +150 +5,000%
Renaissance Technologies
17
Renaissance Technologies
New York
$27K -$28.3K -123 -47%
Northern Trust
18
Northern Trust
Illinois
$26K
BIM
19
BlackRock Investment Management
Delaware
$8K +$919 +4 +10%
HDIM
20
Hanson & Doremus Investment Management
Vermont
$6K
MA
21
MUFG Americas
New York
$6K +$1.61K +7 +29%
Morgan Stanley
22
Morgan Stanley
New York
$1K -$230 -1 -17%
Manulife (Manufacturers Life Insurance)
23
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1
MCM
24
Marathon Capital Management
Maryland
-$37K -171 Closed
Simplex Trading
25
Simplex Trading
Illinois
-$2.99K -13 Closed

APEN Hedge Fund Activity: Q1 2015 in Review

23 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2015, worth a combined $10.6M — up 14% from $9.37M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of APEN and 1 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 7 added.

The largest buyer was Susquehanna International Group, adding an estimated $92.1K. The largest seller was Sabby Management, cutting an estimated $920K.

  • 23 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2015, down from 25 in Q4 2014.
  • Funds reported $10.6M of Apollo Endosurgery, Inc. stock for Q1 2015, up 14% quarter-over-quarter.
  • 1 fund opened new Apollo Endosurgery, Inc. positions in Q1 2015 and 3 closed out, a net change of -2 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2015 was Susquehanna International Group, an estimated $92.1K added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2015 was Sabby Management, an estimated $920K sold.

Based on aggregated 13F filings for Q1 2015.