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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

22 hedge funds and large institutions have $8.55M invested in Apollo Endosurgery, Inc. in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 2322 (-1)

16% less capital invested

Capital invested by funds: $10.1M → $8.55M (-$1.57M)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $66K

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
8
Closed
3
Calls
Puts
$66K
Net Calls
-$66K
Net Calls Change
+$55K
Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$4.61M +$700K +2,577 +18%
KCM
2
Kennedy Capital Management
Missouri
$1.57M -$17.7K -65 -1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$496K +$17.7K +65 +4%
DCM
4
DAFNA Capital Management
California
$362K -$7.88K -29 -2%
Deutsche Bank
5
Deutsche Bank
Germany
$315K +$316K +1,164 +116,400%
WMSA
6
Weiss Multi-Strategy Advisers
New York
$264K
California Public Employees Retirement System
7
California Public Employees Retirement System
California
$230K
Geode Capital Management
8
Geode Capital Management
Massachusetts
$173K +$11.7K +43 +7%
Bank of America
9
Bank of America
North Carolina
$128K -$378K -1,391 -75%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$126K -$208K -767 -62%
MCM
11
Marathon Capital Management
Maryland
$108K -$8.69K -32 -7%
Renaissance Technologies
12
Renaissance Technologies
New York
$49K -$33.1K -122 -41%
Northern Trust
13
Northern Trust
Illinois
$36K -$272 -1 -0.7%
First Manhattan
14
First Manhattan
New York
$33K
BIM
15
BlackRock Investment Management
Delaware
$11K +$1.9K +7 +21%
HDIM
16
Hanson & Doremus Investment Management
Vermont
$8K +$4.07K +15 +94%
Group One Trading
17
Group One Trading
Illinois
$7K
Morgan Stanley
18
Morgan Stanley
New York
$6K -$4.62K -17 -40%
SM
19
Sabby Management
Florida
$5.73K +$5.74M +21,144 New
Creative Planning
20
Creative Planning
Kansas
$5K
MA
21
MUFG Americas
New York
$4K +$4.07K +15 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1
Allianz Asset Management
23
Allianz Asset Management
Germany
-$929K -3,039 Closed
U
24
UBS
Switzerland
-$3K -11 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$1K -5 Closed

APEN Hedge Fund Activity: Q3 2014 in Review

22 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2014, worth a combined $8.55M — down 16% from $10.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of APEN and 2 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 6 added.

The largest buyer was Sabby Management, opening a new position worth an estimated $5.74M. The largest seller was Allianz Asset Management, exiting entirely with an estimated $929K sold.

  • 22 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2014, down from 23 in Q2 2014.
  • Funds reported $8.55M of Apollo Endosurgery, Inc. stock for Q3 2014, down 16% quarter-over-quarter.
  • 2 funds opened new Apollo Endosurgery, Inc. positions in Q3 2014 and 3 closed out, a net change of -1 holder.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2014 was Sabby Management, an estimated $5.74M added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2014 was Allianz Asset Management, an estimated $929K sold.

Based on aggregated 13F filings for Q3 2014.