Kennedy Capital Management’s Apollo Endosurgery, Inc. APEN Stock Holding History

Kennedy Capital Management’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-5,801	Closed	-$1.1M	–	760
2015 Q1	$1.1M	Hold	5,801	–	–	0.02%	646
2014 Q4	$1.26M	Sell	5,801 -8	-0.1%	-$1.79K	0.02%	636
2014 Q3	$1.57M	Sell	5,809 -65	-1%	-$17.7K	0.03%	596
2014 Q2	$1.8M	Buy	5,874 +48	+0.8%	+$15.2K	0.03%	572
2014 Q1	$2.13M	Sell	5,826 -136	-2%	-$49.3K	0.04%	527
2013 Q4	$1.96M	Sell	5,962 -126	-2%	-$46.3K	0.04%	559
2013 Q3	$2.62M	Buy	6,088 +82	+1%	+$35.9K	0.05%	495
2013 Q2	$2.04M	Buy	+6,006	New	+$2.26M	0.04%	530

Other funds holding APEN

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Globeflex Capital San Diego, California $661M AUM 50.59% 1-Year Est. Return

Kennedy Capital Management's APEN Position: Q2 2015 in Review

Kennedy Capital Management sold out of Apollo Endosurgery, Inc. (APEN) in Q2 2015, closing a stake of 5,801 shares — an estimated $1.1M sold.

Kennedy Capital Management first reported a position in APEN in Q2 2013 and held it in 8 quarters. The position peaked at $2.62M in Q3 2013. 13 funds tracked by Wall St. Rank hold APEN as of Q2 2015.

Kennedy Capital Management reported no remaining Apollo Endosurgery, Inc. position as of Q2 2015 after selling out during the quarter.
Kennedy Capital Management sold 5,801 Apollo Endosurgery, Inc. shares in Q2 2015, an estimated $1.1M.
Kennedy Capital Management first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and held it in 8 quarters.
Kennedy Capital Management's Apollo Endosurgery, Inc. position peaked at $2.62M in Q3 2013.
13 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q2 2015.

Based on Kennedy Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.