Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
13 hedge funds and large institutions have $10.7M invested in Apollo Endosurgery, Inc. in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 1 reducing their positions, and 3 closing their positions.
700% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 1
32% more capital invested
Capital invested by funds: $8.12M → $10.7M (+$2.62M)
13% less funds holding
Funds holding: 15 → 13 (-2)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $56K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
+$1.31M |
| 2 |
Allianz Asset Management
Munich,
Germany
|
+$352K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$307K |
| 4 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$35.9K |
| 5 |
U
UBS
Zurich,
Switzerland
|
+$7.88K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BBA
Baker Bros. Advisors
New York
|
-$880K |
| 2 |
SM
Sabby Management
Miami Beach,
Florida
|
-$312K |
| 3 |
MCM
Marathon Capital Management
Hunt Valley,
Maryland
|
-$6.56K |
| 4 |
Nomura Holdings
Tokyo,
Japan
|
-$1K |
APEN Hedge Fund Activity: Q3 2013 in Review
13 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2013, worth a combined $10.7M — up 32% from $8.12M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of APEN and 1 opened new positions — a net loss of 2 holders — while 1 trimmed existing stakes and 8 added.
The largest buyer was Franklin Resources, adding an estimated $1.31M. The largest seller was Baker Bros. Advisors, exiting entirely with an estimated $880K sold.
- 13 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2013, down from 15 in Q2 2013.
- Funds reported $10.7M of Apollo Endosurgery, Inc. stock for Q3 2013, up 32% quarter-over-quarter.
- 1 fund opened new Apollo Endosurgery, Inc. positions in Q3 2013 and 3 closed out, a net change of -2 holders.
- The largest Apollo Endosurgery, Inc. buyer in Q3 2013 was Franklin Resources, an estimated $1.31M added.
- The largest Apollo Endosurgery, Inc. seller in Q3 2013 was Baker Bros. Advisors, an estimated $880K sold.
Based on aggregated 13F filings for Q3 2013.