Nomura Holdings
APEN

Nomura Holdings’s Apollo Endosurgery, Inc. APEN Stock Holding History

Nomura Holdings’s Portfolio APEN Stock Details APEN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-3
Closed -$1K – 2668
2013
Q2 		$1K Buy
+3
New +$1.13K ﹤0.01% 2247

Other funds holding APEN

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KCM
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Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
MCM
Marathon Capital Management Hunt Valley, Maryland $494M AUM 42.6% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Nomura Holdings's APEN Position: Q3 2013 in Review

Nomura Holdings sold out of Apollo Endosurgery, Inc. (APEN) in Q3 2013, closing a stake of 3 shares — an estimated $1K sold.

Nomura Holdings first reported a position in APEN in Q2 2013 and held it in 1 quarter. The position peaked at $1K in Q2 2013. 13 funds tracked by Wall St. Rank hold APEN as of Q3 2013.

  • Nomura Holdings reported no remaining Apollo Endosurgery, Inc. position as of Q3 2013 after selling out during the quarter.
  • Nomura Holdings sold 3 Apollo Endosurgery, Inc. shares in Q3 2013, an estimated $1K.
  • Nomura Holdings first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and held it in 1 quarter.
  • Nomura Holdings's Apollo Endosurgery, Inc. position peaked at $1K in Q2 2013.
  • 13 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q3 2013.

Based on Nomura Holdings's 13F filing for Q3 2013, filed 14 Nov 2013.