Deutsche Bank’s Apollo Endosurgery, Inc. APEN Stock Holding History

Deutsche Bank’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Hold	0	–	–	–	5132
2016 Q3	–	Hold	0	–	–	–	5292
2016 Q2	–	Hold	0	–	–	–	5402
2015 Q2	–	Sell	-1,178	Closed	-$224K	–	5511
2015 Q1	$224K	Sell	1,178 -137	-10%	-$31.5K	﹤0.01%	3727
2014 Q4	$285K	Buy	1,315 +150	+13%	+$33.5K	﹤0.01%	4092
2014 Q3	$315K	Buy	1,165 +1,164	+116,400%	+$316K	﹤0.01%	3793
2014 Q2	$0	Buy	+1	New	+$317	﹤0.01%	6126
2013 Q4	–	Sell	-727	Closed	-$312K	–	5776
2013 Q3	$312K	Hold	727	–	–	﹤0.01%	3834
2013 Q2	$246K	Buy	+727	New	+$273K	﹤0.01%	3695

Other funds holding APEN

NHAS

Novo Holdings A/S Hellerup, Denmark $1.23B AUM 81.32% 1-Year Est. Return

TAF

Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

HDIM

Hanson & Doremus Investment Management Burlington, Vermont $869M AUM 23.62% 1-Year Est. Return

Deutsche Bank's APEN Position: Q4 2016 in Review

Deutsche Bank held its Apollo Endosurgery, Inc. (APEN) position steady in Q4 2016 at 0 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #5132.

Deutsche Bank first reported a position in APEN in Q2 2013 and has held it in 6 quarters since. The position peaked at $315K in Q3 2014. 9 funds tracked by Wall St. Rank hold APEN as of Q4 2016.

Deutsche Bank held 0 shares of Apollo Endosurgery, Inc. worth $0 as of Q4 2016.
Deutsche Bank left its Apollo Endosurgery, Inc. share count unchanged in Q4 2016.
Apollo Endosurgery, Inc. made up ﹤0.01% of Deutsche Bank's portfolio in Q4 2016, its #5132 holding.
Deutsche Bank first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and has held it in 6 quarters since.
Deutsche Bank's Apollo Endosurgery, Inc. position peaked at $315K in Q3 2014.
9 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q4 2016.

Based on Deutsche Bank's 13F filing for Q4 2016, filed 14 Feb 2017.