Allianz Asset Management’s Apollo Endosurgery, Inc. APEN Stock Holding History

Allianz Asset Management’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,039	Closed	-$929K	–	2385
2014 Q2	$929K	Sell	3,039 -314	-9%	-$99.7K	﹤0.01%	1411
2014 Q1	$1.23M	Hold	3,353	–	–	﹤0.01%	1350
2013 Q4	$1.1M	Buy	3,353 +205	+7%	+$75.3K	﹤0.01%	1372
2013 Q3	$1.35M	Buy	3,148 +804	+34%	+$352K	﹤0.01%	1299
2013 Q2	$794K	Buy	+2,344	New	+$881K	﹤0.01%	1404

Other funds holding APEN

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

WMSA

Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Allianz Asset Management's APEN Position: Q3 2014 in Review

Allianz Asset Management sold out of Apollo Endosurgery, Inc. (APEN) in Q3 2014, closing a stake of 3,039 shares — an estimated $929K sold.

Allianz Asset Management first reported a position in APEN in Q2 2013 and held it in 5 quarters. The position peaked at $1.35M in Q3 2013. 22 funds tracked by Wall St. Rank hold APEN as of Q3 2014.

Allianz Asset Management reported no remaining Apollo Endosurgery, Inc. position as of Q3 2014 after selling out during the quarter.
Allianz Asset Management sold 3,039 Apollo Endosurgery, Inc. shares in Q3 2014, an estimated $929K.
Allianz Asset Management first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and held it in 5 quarters.
Allianz Asset Management's Apollo Endosurgery, Inc. position peaked at $1.35M in Q3 2013.
22 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q3 2014.

Based on Allianz Asset Management's 13F filing for Q3 2014, filed 14 Nov 2014.