Apollo Endosurgery, Inc.
APEN
APEN was delisted on the 3rd of April, 2023.
17 hedge funds and large institutions have $12.5M invested in Apollo Endosurgery, Inc. in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
46% more capital invested
Capital invested by funds: $8.52M → $12.5M (+$3.93M)
21% more funds holding
Funds holding: 14 → 17 (+3)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $98K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
+$1.09M |
| 2 |
SAM
Sectoral Asset Management
Montreal,
Quebec, Canada
|
+$595K |
| 3 |
DCM
DAFNA Capital Management
Los Angeles,
California
|
+$495K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$468K |
| 5 |
WMSA
Weiss Multi-Strategy Advisers
New York
|
+$118K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VKH
Virtu KCG Holdings
New York
|
-$87K |
| 2 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$49.3K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$7K |
| 4 |
Morgan Stanley
New York
|
-$1.45K |
APEN Hedge Fund Activity: Q1 2014 in Review
17 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2014, worth a combined $12.5M — up 46% from $8.52M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new APEN positions and 2 closed out — a net gain of 3 holders — while 5 added to existing stakes and 2 trimmed.
The largest buyer was Franklin Resources, adding an estimated $1.09M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $87K sold.
- 17 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2014, up from 14 in Q4 2013.
- Funds reported $12.5M of Apollo Endosurgery, Inc. stock for Q1 2014, up 46% quarter-over-quarter.
- 5 funds opened new Apollo Endosurgery, Inc. positions in Q1 2014 and 2 closed out, a net change of +3 holders.
- The largest Apollo Endosurgery, Inc. buyer in Q1 2014 was Franklin Resources, an estimated $1.09M added.
- The largest Apollo Endosurgery, Inc. seller in Q1 2014 was Virtu KCG Holdings, an estimated $87K sold.
Based on aggregated 13F filings for Q1 2014.