APEN

Apollo Endosurgery, Inc.
APEN

Overview Fund Activity
Delisted

APEN was delisted on the 3rd of April, 2023.

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18 hedge funds and large institutions have $12.5M invested in Apollo Endosurgery, Inc. in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
3
Closed
3
Calls
–
Puts
$98K
Net Calls
-$98K
Net Calls Change
-$55K

Top Buyers

1
Franklin Resources
1
Franklin Resources
California
$5.29M
2
SAM
2
Sectoral Asset Management
Quebec, Canada
$601K
3
DCM
3
DAFNA Capital Management
California
$499K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$473K
5
WMSA
5
Weiss Multi-Strategy Advisers
New York
$356K

Top Sellers

1
VKH
1
Virtu KCG Holdings
New York
$0
2
KCM
2
Kennedy Capital Management
Missouri
$2.13M
3
TRCT
3
Tower Research Capital (TRC)
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$2K
5
Bank of America
5
Bank of America
North Carolina
$681K
Name Market Value Shares Shares
Change 		Shares
Change %
Franklin Resources
1
Franklin Resources
California
$5.29M 1,110,205 +232,505 +26%
KCM
2
Kennedy Capital Management
Missouri
$2.13M 448,572 -10,531 -2%
Allianz Asset Management
3
Allianz Asset Management
Germany
$1.23M 258,200 – –
Bank of America
4
Bank of America
North Carolina
$681K 143,415 -19 -0%
Vanguard Group
5
Vanguard Group
Pennsylvania
$647K 135,848 +22,828 +20%
SAM
6
Sectoral Asset Management
Quebec, Canada
$601K 126,464 +126,464 New
DCM
7
DAFNA Capital Management
California
$499K 105,000 +105,000 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$473K 99,300 +99,300 New
WMSA
9
Weiss Multi-Strategy Advisers
New York
$356K 75,000 +25,000 +50%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$219K 46,168 +16,153 +54%
MCM
11
Marathon Capital Management
Maryland
$169K 35,571 – –
SIM
12
Spark Investment Management
New York
$51K 10,900 +10,900 New
Northern Trust
13
Northern Trust
Illinois
$48K 10,150 +10,150 New
First Manhattan
14
First Manhattan
New York
$45K 9,524 – –
Group One Trading
15
Group One Trading
Illinois
$18K 3,700 +2,900 +363%
Morgan Stanley
16
Morgan Stanley
New York
$2K 422 -251 -37%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1 246 – –
VKH
18
Virtu KCG Holdings
New York
– – -20,449 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– – -1,600 Closed
U
20
UBS
Switzerland
– – -11 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$0 1 +1 New