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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

55 hedge funds and large institutions have $159M invested in Apollo Endosurgery, Inc. in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

789% more call options, than puts

Call options by funds: $845K | Put options by funds: $95K

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

26% more capital invested

Capital invested by funds: $127M → $159M (+$32.4M)

20% more funds holding

Funds holding: 4655 (+9)

Holders
55
Holders Change
+9
Holders Change %
+19.57%
% of All Funds
0.96%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
11
Increased
19
Reduced
11
Closed
2
Calls
$845K
Puts
$95K
Net Calls
+$750K
Net Calls Change
+$30K
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$28.9M +$215K +25,026 +0.8%
NCM
2
Nantahala Capital Management
Connecticut
$22.8M +$1.69M +196,837 +8%
GS
3
Gagnon Securities
New York
$14M -$255K -29,691 -2%
GA
4
Gagnon Advisors
New York
$12M
SCM
5
Stonepine Capital Management
Oregon
$8.26M +$1.29M +149,942 +20%
PHP
6
Parkman Healthcare Partners
Connecticut
$7.53M +$1.2M +140,000 +20%
PGM
7
Parian Global Management
New York
$7.43M +$7.05M +820,388 New
Vanguard Group
8
Vanguard Group
Pennsylvania
$7.01M +$908K +105,595 +16%
ACM
9
Archon Capital Management
Washington
$6.85M
Goldman Sachs
10
Goldman Sachs
New York
$5.82M +$40.5K +4,716 +0.7%
Luther King Capital Management (LKCM)
11
Luther King Capital Management (LKCM)
Texas
$4.94M
Renaissance Technologies
12
Renaissance Technologies
New York
$3.71M -$359K -41,800 -9%
Invesco
13
Invesco
Georgia
$2.67M +$2.53M +294,649 New
PPA
14
Parametric Portfolio Associates
Washington
$2.66M -$14.4K -1,680 -0.6%
HIM
15
Hillsdale Investment Management
Ontario, Canada
$2.35M +$388K +45,070 +21%
EIM
16
Essex Investment Management
Massachusetts
$2.2M -$13.3K -1,546 -0.6%
MHP
17
Manatuck Hill Partners
Connecticut
$2.16M -$886K -103,100 -30%
Assenagon Asset Management
18
Assenagon Asset Management
Luxembourg
$2.14M +$68.5K +7,971 +3%
GGHC
19
Gilder Gagnon Howe & Co
New York
$1.94M +$479K +55,717 +35%
EI
20
EAM Investors
California
$1.9M
BCM
21
Bridgeway Capital Management
Texas
$1.71M +$320K +37,200 +25%
Northern Trust
22
Northern Trust
Illinois
$1.49M +$89.8K +10,446 +7%
Adage Capital Partners
23
Adage Capital Partners
Massachusetts
$1.41M +$1.34M +155,968 New
Marshall Wace
24
Marshall Wace
United Kingdom
$1.35M +$70.5K +8,198 +6%
NSEDCP
25
NJ State Employees Deferred Compensation Plan
New Jersey
$1.18M

APEN Hedge Fund Activity: Q3 2021 in Review

55 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2021, worth a combined $159M — up 26% from $127M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new APEN positions and 2 closed out — a net gain of 9 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Parian Global Management, opening a new position worth an estimated $7.05M. The largest seller was Manatuck Hill Partners, cutting an estimated $886K.

  • 55 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2021, up from 46 in Q2 2021.
  • Funds reported $159M of Apollo Endosurgery, Inc. stock for Q3 2021, up 26% quarter-over-quarter.
  • 11 funds opened new Apollo Endosurgery, Inc. positions in Q3 2021 and 2 closed out, a net change of +9 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2021 was Parian Global Management, an estimated $7.05M added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2021 was Manatuck Hill Partners, an estimated $886K sold.

Based on aggregated 13F filings for Q3 2021.