We are live on ! Find out more
APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

28 hedge funds and large institutions have $44.2M invested in Apollo Endosurgery, Inc. in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

135% more capital invested

Capital invested by funds: $18.8M → $44.2M (+$25.4M)

7% less funds holding

Funds holding: 3028 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
28
Holders Change
-2
Holders Change %
-6.67%
% of All Funds
0.5%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
13
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$10.6M
SCM
2
Stonepine Capital Management
Oregon
$7.91M +$2.37M +900,730 +63%
NCM
3
Nantahala Capital Management
Connecticut
$7.78M +$988K +375,291 +20%
GS
4
Gagnon Securities
New York
$4.94M +$1.08M +409,967 +39%
GA
5
Gagnon Advisors
New York
$4.08M +$740K +280,923 +31%
Goldman Sachs
6
Goldman Sachs
New York
$2.12M +$833K +316,372 +103%
Luther King Capital Management (LKCM)
7
Luther King Capital Management (LKCM)
Texas
$1.85M
Vanguard Group
8
Vanguard Group
Pennsylvania
$1.74M -$166 -63 -0%
Northern Trust
9
Northern Trust
Illinois
$847K -$89K -33,786 -12%
Renaissance Technologies
10
Renaissance Technologies
New York
$761K +$321K +121,900 +120%
NSEDCP
11
NJ State Employees Deferred Compensation Plan
New Jersey
$442K
MHP
12
Manatuck Hill Partners
Connecticut
$409K +$317K +120,400 New
BCM
13
Bridgeway Capital Management
Texas
$266K -$107K -40,500 -34%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$258K +$35.8K +13,596 +22%
BlackRock
15
BlackRock
New York
$129K +$14.4K +5,481 +17%
UOTTAIMCU
16
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$53K -$694K -263,436 -94%
TRCT
17
Tower Research Capital (TRC)
New York
$37K +$29.1K +11,060 New
UBS Group
18
UBS Group
Switzerland
$13K +$4K +1,517 +62%
RWA
19
Ropes Wealth Advisors
Massachusetts
$3K
VFA
20
Valeo Financial Advisors
Indiana
$2K +$66 +25 +5%
Bank of America
21
Bank of America
North Carolina
$1K +$358 +136 +50%
RE
22
RBC Europe
United Kingdom
$3
PM
23
Prosight Management
Texas
-$469K -277,590 Closed
AAP
24
Ardsley Advisory Partners
Connecticut
-$76K -45,188 Closed
PFS
25
Prospera Financial Services
Texas
-$9K -5,550 Closed

APEN Hedge Fund Activity: Q4 2020 in Review

28 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2020, worth a combined $44.2M — up 135% from $18.8M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of APEN and 3 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 13 added.

The largest buyer was Stonepine Capital Management, adding an estimated $2.37M. The largest seller was University of Texas/Texas AM Investment Management Co (UTIMCO), cutting an estimated $694K.

  • 28 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2020, down from 30 in Q3 2020.
  • Funds reported $44.2M of Apollo Endosurgery, Inc. stock for Q4 2020, up 135% quarter-over-quarter.
  • 3 funds opened new Apollo Endosurgery, Inc. positions in Q4 2020 and 4 closed out, a net change of -1 holder.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2020 was Stonepine Capital Management, an estimated $2.37M added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2020 was University of Texas/Texas AM Investment Management Co (UTIMCO), an estimated $694K sold.

Based on aggregated 13F filings for Q4 2020.