Northern Trust’s Apollo Endosurgery, Inc. APEN Stock Holding History

Northern Trust’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-190,420	Closed	-$1.89M	–	4665
2023 Q1	$1.89M	Sell	190,420 -6,169	-3%	-$61.2K	﹤0.01%	2966
2022 Q4	$1.96M	Buy	196,589 +3,585	+2%	+$35.7K	﹤0.01%	3004
2022 Q3	$1.06M	Buy	193,004 +12,399	+7%	+$68.3K	﹤0.01%	3295
2022 Q2	$660K	Buy	180,605 +1,228	+0.7%	+$4.49K	﹤0.01%	3457
2022 Q1	$1.09M	Sell	179,377 -3,246	-2%	-$19.6K	﹤0.01%	3380
2021 Q4	$1.54M	Buy	182,623 +18,354	+11%	+$155K	﹤0.01%	3355
2021 Q3	$1.49M	Buy	164,269 +10,446	+7%	+$94.7K	﹤0.01%	3409
2021 Q2	$1.25M	Sell	153,823 -5,891	-4%	-$47.7K	﹤0.01%	3478
2021 Q1	$880K	Sell	159,714 -89,257	-36%	-$492K	﹤0.01%	3635
2020 Q4	$847K	Sell	248,971 -33,786	-12%	-$115K	﹤0.01%	3578
2020 Q3	$478K	Buy	282,757 +110,450	+64%	+$187K	﹤0.01%	3622
2020 Q2	$281K	Buy	172,307 +147,969	+608%	+$241K	﹤0.01%	3678
2020 Q1	$47K	Hold	24,338	–	–	﹤0.01%	3965
2019 Q4	$69K	Sell	24,338 -1,327	-5%	-$3.76K	﹤0.01%	4009
2019 Q3	$84K	Hold	25,665	–	–	﹤0.01%	3953
2019 Q2	$83K	Hold	25,665	–	–	﹤0.01%	4000
2019 Q1	$96K	Sell	25,665 -4,398	-15%	-$16.5K	﹤0.01%	3931
2018 Q4	$104K	Hold	30,063	–	–	﹤0.01%	3913
2018 Q3	$216K	Buy	30,063 +15,878	+112%	+$114K	﹤0.01%	3847
2018 Q2	$99K	Sell	14,185 -1,665	-11%	-$11.6K	﹤0.01%	4020
2018 Q1	$99K	Sell	15,850 -2,649	-14%	-$16.5K	﹤0.01%	3980
2017 Q4	$104K	Sell	18,499 -1,355	-7%	-$7.62K	﹤0.01%	3962
2017 Q3	$93K	Buy	+19,854	New	+$93K	﹤0.01%	3972
2015 Q2	–	Sell	-134	Closed	-$26K	–	4296
2015 Q1	$26K	Hold	134	–	–	﹤0.01%	4208
2014 Q4	$29K	Hold	134	–	–	﹤0.01%	4155
2014 Q3	$36K	Sell	134 -1	-0.7%	-$269	﹤0.01%	4179
2014 Q2	$41K	Buy	135 +3	+2%	+$911	﹤0.01%	4129
2014 Q1	$48K	Buy	+132	New	+$48K	﹤0.01%	4061