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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

27 hedge funds and large institutions have $35.8M invested in Apollo Endosurgery, Inc. in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

18% more capital invested

Capital invested by funds: $30.3M → $35.8M (+$5.57M)

17% more funds holding

Funds holding: 2327 (+4)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
27
Holders Change
+4
Holders Change %
+17.39%
% of All Funds
0.62%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
6
Increased
8
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Stonepine Capital Management
Oregon
$16.2M +$111K +17,682 +0.7%
CI
2
CPMG Inc
Texas
$7.97M
Luther King Capital Management (LKCM)
3
Luther King Capital Management (LKCM)
Texas
$3.44M
Russell Investments Group
4
Russell Investments Group
United Kingdom
$2.04M +$146K +23,128 +8%
ACM
5
Athyrium Capital Management
New York
$1.58M
NSEDCP
6
NJ State Employees Deferred Compensation Plan
New Jersey
$959K +$983K +156,000 New
Vanguard Group
7
Vanguard Group
Pennsylvania
$831K +$593K +94,131 +230%
UOTTAIMCU
8
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$747K -$221K -35,101 -23%
BCM
9
Bridgeway Capital Management
Texas
$486K
FPC
10
Falcon Point Capital
California
$416K +$1.52K +241 +0.4%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$378K +$387K +61,485 New
AAP
12
Ardsley Advisory Partners
Connecticut
$251K +$70.6K +11,200 +39%
Renaissance Technologies
13
Renaissance Technologies
New York
$217K +$76.2K +12,100 +54%
WIC
14
Woodmont Investment Counsel
Tennessee
$139K +$13.3K +2,115 +11%
BlackRock
15
BlackRock
New York
$100K -$2.55K -405 -2%
Northern Trust
16
Northern Trust
Illinois
$99K -$16.7K -2,649 -14%
JP Morgan Chase
17
JP Morgan Chase
New York
$20K +$20.6K +3,275 New
RWA
18
Ropes Wealth Advisors
Massachusetts
$11K
UBS Group
19
UBS Group
Switzerland
$10K +$10.5K +1,674 New
TDC
20
Thompson Davis & Co
Virginia
$3K +$1.57K +250 +100%
TRCT
21
Tower Research Capital (TRC)
New York
$1K -$31.8K -5,054 -98%
Bank of America
22
Bank of America
North Carolina
$1K +$1.17K +185 New
RE
23
RBC Europe
United Kingdom
$6
DCM
24
Delpha Capital Management
New York
-$57K -10,184 Closed
Wells Fargo
25
Wells Fargo
California
-$6.28K -997 -100%

APEN Hedge Fund Activity: Q1 2018 in Review

27 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q1 2018, worth a combined $35.8M — up 18% from $30.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new APEN positions and 2 closed out — a net gain of 4 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was NJ State Employees Deferred Compensation Plan, opening a new position worth an estimated $983K. The largest seller was University of Texas/Texas AM Investment Management Co (UTIMCO), cutting an estimated $221K.

  • 27 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q1 2018, up from 23 in Q4 2017.
  • Funds reported $35.8M of Apollo Endosurgery, Inc. stock for Q1 2018, up 18% quarter-over-quarter.
  • 6 funds opened new Apollo Endosurgery, Inc. positions in Q1 2018 and 2 closed out, a net change of +4 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q1 2018 was NJ State Employees Deferred Compensation Plan, an estimated $983K added.
  • The largest Apollo Endosurgery, Inc. seller in Q1 2018 was University of Texas/Texas AM Investment Management Co (UTIMCO), an estimated $221K sold.

Based on aggregated 13F filings for Q1 2018.