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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

72 hedge funds and large institutions have $239M invested in Apollo Endosurgery, Inc. in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,586% more call options, than puts

Call options by funds: $984K | Put options by funds: $21K

222% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 9

200% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 9

50% more capital invested

Capital invested by funds: $159M → $239M (+$79.9M)

31% more funds holding

Funds holding: 5572 (+17)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
72
Holders Change
+17
Holders Change %
+30.91%
% of All Funds
1.11%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
27
Increased
29
Reduced
9
Closed
9
Calls
$984K
Puts
$21K
Net Calls
+$963K
Net Calls Change
+$213K
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$32.7M +$5.97M +683,871 +21%
NCM
2
Nantahala Capital Management
Connecticut
$31.7M +$10.9M +1,247,455 +50%
SCM
3
Soleus Capital Management
Connecticut
$19.3M +$20M +2,295,100 New
DM
4
Deerfield Management
New York
$14.8M +$15.3M +1,750,000 New
GS
5
Gagnon Securities
New York
$12.9M -$60K -6,872 -0.4%
GA
6
Gagnon Advisors
New York
$11.2M
Vanguard Group
7
Vanguard Group
Pennsylvania
$10.9M +$4.54M +519,810 +67%
SCM
8
Stonepine Capital Management
Oregon
$9.7M +$2.09M +239,038 +26%
PGM
9
Parian Global Management
New York
$8.36M +$1.49M +170,841 +21%
ACM
10
Archon Capital Management
Washington
$8.05M +$1.73M +198,542 +26%
PHP
11
Parkman Healthcare Partners
Connecticut
$7.74M +$762K +87,271 +10%
SCM
12
Silverarc Capital Management
Massachusetts
$6.24M +$6.46M +739,604 New
Goldman Sachs
13
Goldman Sachs
New York
$5.5M +$92.5K +10,594 +2%
Luther King Capital Management (LKCM)
14
Luther King Capital Management (LKCM)
Texas
$4.6M
GGHC
15
Gilder Gagnon Howe & Co
New York
$4.45M +$2.75M +314,306 +147%
AIC
16
AWM Investment Company
New York
$3.61M +$3.74M +428,640 New
Adage Capital Partners
17
Adage Capital Partners
Massachusetts
$3.51M +$2.27M +260,032 +167%
BlackRock
18
BlackRock
New York
$3.48M +$3.15M +360,905 +693%
Assenagon Asset Management
19
Assenagon Asset Management
Luxembourg
$3.31M +$1.36M +156,109 +66%
PVI
20
Pura Vida Investments
New York
$3.16M +$3.27M +374,657 New
EIM
21
Essex Investment Management
Massachusetts
$3.02M +$1.02M +116,189 +48%
Renaissance Technologies
22
Renaissance Technologies
New York
$2.4M -$1.09M -124,800 -30%
PPA
23
Parametric Portfolio Associates
Washington
$2.32M -$159K -18,188 -6%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$2.25M +$1.25M +143,282 +116%
RI
25
RTW Investments
New York
$2.17M +$2.25M +258,064 New

APEN Hedge Fund Activity: Q4 2021 in Review

72 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2021, worth a combined $239M — up 50% from $159M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new APEN positions and 9 closed out — a net gain of 18 holders — while 29 added to existing stakes and 9 trimmed.

The largest buyer was Soleus Capital Management, opening a new position worth an estimated $20M. The largest seller was Invesco, exiting entirely with an estimated $2.67M sold.

  • 72 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2021, up from 55 in Q3 2021.
  • Funds reported $239M of Apollo Endosurgery, Inc. stock for Q4 2021, up 50% quarter-over-quarter.
  • 27 funds opened new Apollo Endosurgery, Inc. positions in Q4 2021 and 9 closed out, a net change of +18 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2021 was Soleus Capital Management, an estimated $20M added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2021 was Invesco, an estimated $2.67M sold.

Based on aggregated 13F filings for Q4 2021.