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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

30 hedge funds and large institutions have $18.8M invested in Apollo Endosurgery, Inc. in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

30% more capital invested

Capital invested by funds: $14.5M → $18.8M (+$4.32M)

6% less funds holding

Funds holding: 3230 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
1
Increased
9
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$5.25M +$2.68M +1,780,000 +134%
NCM
2
Nantahala Capital Management
Connecticut
$3.23M +$98.5K +65,300 +4%
SCM
3
Stonepine Capital Management
Oregon
$2.41M -$33.7K -22,330 -2%
GS
4
Gagnon Securities
New York
$1.76M +$136K +90,405 +9%
GA
5
Gagnon Advisors
New York
$1.55M +$603K +400,000 +77%
Luther King Capital Management (LKCM)
6
Luther King Capital Management (LKCM)
Texas
$922K
Vanguard Group
7
Vanguard Group
Pennsylvania
$862K -$1.07K -707 -0.1%
Goldman Sachs
8
Goldman Sachs
New York
$520K -$709 -470 -0.2%
Northern Trust
9
Northern Trust
Illinois
$478K +$167K +110,450 +64%
UOTTAIMCU
10
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$472K
PM
11
Prosight Management
Texas
$469K -$154K -102,355 -27%
NSEDCP
12
NJ State Employees Deferred Compensation Plan
New Jersey
$220K
BCM
13
Bridgeway Capital Management
Texas
$201K
Renaissance Technologies
14
Renaissance Technologies
New York
$172K +$13K +8,600 +9%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$105K
AAP
16
Ardsley Advisory Partners
Connecticut
$76K
BlackRock
17
BlackRock
New York
$56K +$5.39K +3,574 +12%
PC
18
PA Capital
Virginia
$33K -$7.1K -4,709 -19%
PFS
19
Prospera Financial Services
Texas
$9K +$8.37K +5,550 New
UBS Group
20
UBS Group
Switzerland
$4K +$2.19K +1,454 +146%
RWA
21
Ropes Wealth Advisors
Massachusetts
$1K
VFA
22
Valeo Financial Advisors
Indiana
$1K
RE
23
RBC Europe
United Kingdom
$2
Dimensional Fund Advisors
24
Dimensional Fund Advisors
Texas
-$95K -58,714 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$11K -7,105 Closed

APEN Hedge Fund Activity: Q3 2020 in Review

30 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q3 2020, worth a combined $18.8M — up 30% from $14.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of APEN and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 9 added.

The largest buyer was CPMG Inc, adding an estimated $2.68M. The largest seller was Prosight Management, cutting an estimated $154K.

  • 30 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q3 2020, down from 32 in Q2 2020.
  • Funds reported $18.8M of Apollo Endosurgery, Inc. stock for Q3 2020, up 30% quarter-over-quarter.
  • 1 fund opened new Apollo Endosurgery, Inc. positions in Q3 2020 and 3 closed out, a net change of -2 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q3 2020 was CPMG Inc, an estimated $2.68M added.
  • The largest Apollo Endosurgery, Inc. seller in Q3 2020 was Prosight Management, an estimated $154K sold.

Based on aggregated 13F filings for Q3 2020.