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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

23 hedge funds and large institutions have $30.3M invested in Apollo Endosurgery, Inc. in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

59% more capital invested

Capital invested by funds: $19.1M → $30.3M (+$11.2M)

15% more funds holding

Funds holding: 2023 (+3)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.52%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.09%
New
8
Increased
4
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Stonepine Capital Management
Oregon
$14.3M +$891K +195,607 +8%
CI
2
CPMG Inc
Texas
$7.13M +$5.8M +1,272,349 New
Luther King Capital Management (LKCM)
3
Luther King Capital Management (LKCM)
Texas
$3.07M
Russell Investments Group
4
Russell Investments Group
United Kingdom
$1.73M +$150K +32,864 +12%
ACM
5
Athyrium Capital Management
New York
$1.41M +$1.15M +252,079 New
UOTTAIMCU
6
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$864K
BCM
7
Bridgeway Capital Management
Texas
$442K -$91.1K -20,000 -20%
FPC
8
Falcon Point Capital
California
$371K -$242K -53,083 -44%
Vanguard Group
9
Vanguard Group
Pennsylvania
$229K +$187K +40,983 New
AAP
10
Ardsley Advisory Partners
Connecticut
$161K +$45.5K +10,000 +53%
Renaissance Technologies
11
Renaissance Technologies
New York
$126K +$102K +22,500 New
WIC
12
Woodmont Investment Counsel
Tennessee
$112K -$123K -27,000 -57%
Northern Trust
13
Northern Trust
Illinois
$104K -$6.17K -1,355 -7%
BlackRock
14
BlackRock
New York
$91K +$2.95K +648 +4%
DCM
15
Delpha Capital Management
New York
$57K +$46.4K +10,184 New
TRCT
16
Tower Research Capital (TRC)
New York
$29K +$23.5K +5,157 New
RWA
17
Ropes Wealth Advisors
Massachusetts
$10K
Wells Fargo
18
Wells Fargo
California
$6K -$4.55K -1,000 -50%
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K
TDC
20
Thompson Davis & Co
Virginia
$1K +$1.14K +250 New
RE
21
RBC Europe
United Kingdom
$6
NHAS
22
Novo Holdings A/S
Denmark
-$1.28M -274,472 Closed
MHP
23
Manatuck Hill Partners
Connecticut
-$468K -100,000 Closed
JP Morgan Chase
24
JP Morgan Chase
New York
-$119K -25,936 Closed
Goldman Sachs
25
Goldman Sachs
New York
-$69K -14,642 Closed

APEN Hedge Fund Activity: Q4 2017 in Review

23 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q4 2017, worth a combined $30.3M — up 59% from $19.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new APEN positions and 5 closed out — a net gain of 3 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was Stonepine Capital Management, adding an estimated $891K. The largest seller was Novo Holdings A/S, exiting entirely with an estimated $1.28M sold.

  • 23 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q4 2017, up from 20 in Q3 2017.
  • Funds reported $30.3M of Apollo Endosurgery, Inc. stock for Q4 2017, up 59% quarter-over-quarter.
  • 8 funds opened new Apollo Endosurgery, Inc. positions in Q4 2017 and 5 closed out, a net change of +3 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q4 2017 was Stonepine Capital Management, an estimated $891K added.
  • The largest Apollo Endosurgery, Inc. seller in Q4 2017 was Novo Holdings A/S, an estimated $1.28M sold.

Based on aggregated 13F filings for Q4 2017.