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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

46 hedge funds and large institutions have $127M invested in Apollo Endosurgery, Inc. in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

699% more call options, than puts

Call options by funds: $823K | Put options by funds: $103K

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

70% more capital invested

Capital invested by funds: $74.3M → $127M (+$52.2M)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

10% more funds holding

Funds holding: 4246 (+4)

Holders
46
Holders Change
+4
Holders Change %
+9.52%
% of All Funds
0.8%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
17
Reduced
6
Closed
7
Calls
$823K
Puts
$103K
Net Calls
+$720K
Net Calls Change
+$647K
Name Holding Trade Value Shares
Change
Change in
Stake
CI
1
CPMG Inc
Texas
$25.7M
NCM
2
Nantahala Capital Management
Connecticut
$18.8M +$257K +37,521 +2%
GS
3
Gagnon Securities
New York
$12.7M +$26.2K +3,825 +0.2%
GA
4
Gagnon Advisors
New York
$10.8M +$882K +128,585 +11%
SCM
5
Stonepine Capital Management
Oregon
$6.17M -$4.71M -686,685 -47%
ACM
6
Archon Capital Management
Washington
$6.13M +$5.19M +756,154 New
PHP
7
Parkman Healthcare Partners
Connecticut
$5.6M +$4.23M +616,214 +822%
Vanguard Group
8
Vanguard Group
Pennsylvania
$5.41M +$890K +129,704 +24%
Goldman Sachs
9
Goldman Sachs
New York
$5.16M -$47.6K -6,936 -1%
Luther King Capital Management (LKCM)
10
Luther King Capital Management (LKCM)
Texas
$4.42M
Renaissance Technologies
11
Renaissance Technologies
New York
$3.66M +$319K +46,500 +11%
MHP
12
Manatuck Hill Partners
Connecticut
$2.77M +$615K +89,700 +36%
PPA
13
Parametric Portfolio Associates
Washington
$2.39M +$2.03M +295,594 New
EIM
14
Essex Investment Management
Massachusetts
$1.98M +$1.68M +244,197 New
Assenagon Asset Management
15
Assenagon Asset Management
Luxembourg
$1.85M +$1.56M +227,975 New
HIM
16
Hillsdale Investment Management
Ontario, Canada
$1.74M +$1.47M +214,651 New
EI
17
EAM Investors
California
$1.7M +$1.44M +209,706 New
GGHC
18
Gilder Gagnon Howe & Co
New York
$1.28M +$1.09M +158,336 New
Northern Trust
19
Northern Trust
Illinois
$1.25M -$40.4K -5,891 -4%
BCM
20
Bridgeway Capital Management
Texas
$1.22M +$115K +16,700 +12%
Marshall Wace
21
Marshall Wace
United Kingdom
$1.14M -$1.61M -234,475 -62%
NSEDCP
22
NJ State Employees Deferred Compensation Plan
New Jersey
$1.05M
Geode Capital Management
23
Geode Capital Management
Massachusetts
$969K +$152K +22,131 +23%
BlackRock
24
BlackRock
New York
$449K +$79.9K +11,640 +27%
Neuberger Berman Group
25
Neuberger Berman Group
New York
$405K

APEN Hedge Fund Activity: Q2 2021 in Review

46 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Apollo Endosurgery, Inc. (APEN) for Q2 2021, worth a combined $127M — up 70% from $74.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new APEN positions and 7 closed out — a net gain of 4 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Archon Capital Management, opening a new position worth an estimated $5.19M. The largest seller was Stonepine Capital Management, cutting an estimated $4.71M.

  • 46 institutional investors held Apollo Endosurgery, Inc. (APEN) as of Q2 2021, up from 42 in Q1 2021.
  • Funds reported $127M of Apollo Endosurgery, Inc. stock for Q2 2021, up 70% quarter-over-quarter.
  • 11 funds opened new Apollo Endosurgery, Inc. positions in Q2 2021 and 7 closed out, a net change of +4 holders.
  • The largest Apollo Endosurgery, Inc. buyer in Q2 2021 was Archon Capital Management, an estimated $5.19M added.
  • The largest Apollo Endosurgery, Inc. seller in Q2 2021 was Stonepine Capital Management, an estimated $4.71M sold.

Based on aggregated 13F filings for Q2 2021.