First Manhattan’s Apollo Endosurgery, Inc. APEN Stock Holding History

First Manhattan’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-124	Closed	-$33K	–	1538
2014 Q3	$33K	Hold	124	–	–	﹤0.01%	1039
2014 Q2	$37K	Hold	124	–	–	﹤0.01%	1007
2014 Q1	$45K	Hold	124	–	–	﹤0.01%	976
2013 Q4	$40K	Hold	124	–	–	﹤0.01%	981
2013 Q3	$53K	Hold	124	–	–	﹤0.01%	923
2013 Q2	$57K	Buy	+124	New	+$46.6K	﹤0.01%	899

Other funds holding APEN

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

WMSA

Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

RTW Investments New York $10B AUM 135.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Manhattan's APEN Position: Q4 2014 in Review

First Manhattan sold out of Apollo Endosurgery, Inc. (APEN) in Q4 2014, closing a stake of 124 shares — an estimated $33K sold.

First Manhattan first reported a position in APEN in Q2 2013 and held it in 6 quarters. The position peaked at $57K in Q2 2013. 25 funds tracked by Wall St. Rank hold APEN as of Q4 2014.

First Manhattan reported no remaining Apollo Endosurgery, Inc. position as of Q4 2014 after selling out during the quarter.
First Manhattan sold 124 Apollo Endosurgery, Inc. shares in Q4 2014, an estimated $33K.
First Manhattan first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and held it in 6 quarters.
First Manhattan's Apollo Endosurgery, Inc. position peaked at $57K in Q2 2013.
25 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q4 2014.

Based on First Manhattan's 13F filing for Q4 2014, filed 20 Jan 2015.