Stifel Financial’s Apollo Endosurgery, Inc. APEN Stock Holding History

Stifel Financial’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-174	Closed	-$2K	–	2581
2016 Q1	$2K	Hold	174	–	–	﹤0.01%	2229
2015 Q4	$3K	Hold	174	–	–	﹤0.01%	2327
2015 Q3	$3K	Hold	174	–	–	﹤0.01%	2244
2015 Q2	$4K	Sell	174 -65	-27%	-$6.43K	﹤0.01%	2350
2015 Q1	$46K	Buy	+239	New	+$54.9K	﹤0.01%	2242

Other funds holding APEN

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

SBIA

Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

HDIM

Hanson & Doremus Investment Management Burlington, Vermont $869M AUM 23.62% 1-Year Est. Return

Stifel Financial's APEN Position: Q2 2016 in Review

Stifel Financial sold out of Apollo Endosurgery, Inc. (APEN) in Q2 2016, closing a stake of 174 shares — an estimated $2K sold.

Stifel Financial first reported a position in APEN in Q1 2015 and held it in 5 quarters. The position peaked at $46K in Q1 2015. 11 funds tracked by Wall St. Rank hold APEN as of Q2 2016.

Stifel Financial reported no remaining Apollo Endosurgery, Inc. position as of Q2 2016 after selling out during the quarter.
Stifel Financial sold 174 Apollo Endosurgery, Inc. shares in Q2 2016, an estimated $2K.
Stifel Financial first reported a position in Apollo Endosurgery, Inc. in Q1 2015 and held it in 5 quarters.
Stifel Financial's Apollo Endosurgery, Inc. position peaked at $46K in Q1 2015.
11 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q2 2016.

Based on Stifel Financial's 13F filing for Q2 2016, filed 17 Aug 2016.