Sheaff Brock Investment Advisors’s Apollo Endosurgery, Inc. APEN Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio APEN Stock Details APEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,008	Closed	-$36K	–	659
2016 Q3	$36K	Hold	2,008	–	–	﹤0.01%	539
2016 Q2	$24K	Hold	2,008	–	–	﹤0.01%	581
2016 Q1	$29K	Hold	2,008	–	–	﹤0.01%	597
2015 Q4	$35K	Buy	+2,008	New	+$33.8K	﹤0.01%	628

Other funds holding APEN

NHAS

Novo Holdings A/S Hellerup, Denmark $1.23B AUM 81.32% 1-Year Est. Return

TAF

Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

HDIM

Hanson & Doremus Investment Management Burlington, Vermont $983M AUM 34.23% 1-Year Est. Return

Sheaff Brock Investment Advisors's APEN Position: Q4 2016 in Review

Sheaff Brock Investment Advisors sold out of Apollo Endosurgery, Inc. (APEN) in Q4 2016, closing a stake of 2,008 shares — an estimated $36K sold.

Sheaff Brock Investment Advisors first reported a position in APEN in Q4 2015 and held it in 4 quarters. The position peaked at $36K in Q3 2016. 9 funds tracked by Wall St. Rank hold APEN as of Q4 2016.

Sheaff Brock Investment Advisors reported no remaining Apollo Endosurgery, Inc. position as of Q4 2016 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 2,008 Apollo Endosurgery, Inc. shares in Q4 2016, an estimated $36K.
Sheaff Brock Investment Advisors first reported a position in Apollo Endosurgery, Inc. in Q4 2015 and held it in 4 quarters.
Sheaff Brock Investment Advisors's Apollo Endosurgery, Inc. position peaked at $36K in Q3 2016.
9 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q4 2016.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.