WA
APEN

WFG Advisors’s Apollo Endosurgery, Inc. APEN Stock Holding History

WFG Advisors’s Portfolio APEN Stock Details APEN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-3
Closed -$1K – 2338
2013
Q3 		$1K Buy
3
+1
+50% +$438 ﹤0.01% 2095
2013
Q2 		$1K Buy
+2
New +$751 ﹤0.01% 2011

Other funds holding APEN

Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
WMSA
Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return
MCM
Marathon Capital Management Hunt Valley, Maryland $445M AUM 26.09% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

WFG Advisors's APEN Position: Q4 2013 in Review

WFG Advisors sold out of Apollo Endosurgery, Inc. (APEN) in Q4 2013, closing a stake of 3 shares — an estimated $1K sold.

WFG Advisors first reported a position in APEN in Q2 2013 and held it in 2 quarters. The position peaked at $1K in Q3 2013. 14 funds tracked by Wall St. Rank hold APEN as of Q4 2013.

  • WFG Advisors reported no remaining Apollo Endosurgery, Inc. position as of Q4 2013 after selling out during the quarter.
  • WFG Advisors sold 3 Apollo Endosurgery, Inc. shares in Q4 2013, an estimated $1K.
  • WFG Advisors first reported a position in Apollo Endosurgery, Inc. in Q2 2013 and held it in 2 quarters.
  • WFG Advisors's Apollo Endosurgery, Inc. position peaked at $1K in Q3 2013.
  • 14 funds tracked by Wall St. Rank held Apollo Endosurgery, Inc. as of Q4 2013.

Based on WFG Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.