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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
176
Delta Air Lines
DAL
$60.5B
$6.61M 0.13%
134,282
-85,409
-39% -$3.89M
CMA
177
DELISTED
Comerica
CMA
$6.55M 0.13%
96,198
+75,875
+373% +$4.45M
HWC icon
178
Hancock Whitney
HWC
$6.22B
$6.49M 0.13%
150,572
+36,683
+32% +$1.39M
ATI icon
179
ATI
ATI
$30.5B
$6.3M 0.12%
395,458
+261,481
+195% +$4.34M
NBR icon
180
Nabors Industries
NBR
$1.23B
$6.25M 0.12%
7,619
+1,451
+24% +$1.02M
VR
181
DELISTED
Validus Hold Ltd
VR
$6.24M 0.12%
113,375
+30,469
+37% +$1.61M
CVX icon
182
Chevron
CVX
$371B
$6.16M 0.12%
52,339
-14,806
-22% -$1.61M
BLK icon
183
Blackrock
BLK
$175B
$6.15M 0.12%
16,172
+10,762
+199% +$3.95M
MNST icon
184
Monster Beverage
MNST
$92.1B
$6.11M 0.12%
+275,608
New +$6.31M
WERN icon
185
Werner Enterprises
WERN
$2.21B
$6.09M 0.12%
226,123
-520,232
-70% -$13.4M
IBKC
186
DELISTED
IBERIABANK Corp
IBKC
$6.03M 0.12%
+71,994
New +$5.51M
KSU
187
DELISTED
Kansas City Southern
KSU
$6M 0.12%
+70,663
New +$6.23M
MGM icon
188
MGM Resorts International
MGM
$11.4B
$5.89M 0.11%
+204,228
New +$5.66M
WMT icon
189
Walmart Inc
WMT
$892B
$5.88M 0.11%
255,000
-180,000
-41% -$4.2M
AKS
190
DELISTED
AK Steel Holding Corp
AKS
$5.85M 0.11%
+572,600
New +$4.36M
RCL icon
191
Royal Caribbean
RCL
$85.7B
$5.81M 0.11%
70,782
-73,342
-51% -$5.77M
TUSK icon
192
Mammoth Energy Services
TUSK
$142M
$5.78M 0.11%
+380,285
New +$5.62M
T icon
193
AT&T
T
$162B
$5.76M 0.11%
+179,341
New +$5.29M
MR
194
DELISTED
Montage Resources Corporation Common Stock
MR
$5.7M 0.11%
142,382
+41,890
+42% +$1.87M
YELP icon
195
Yelp
YELP
$1.38B
$5.64M 0.11%
+148,059
New +$5.47M
MLM icon
196
Martin Marietta Materials
MLM
$32.3B
$5.62M 0.11%
25,389
-32,653
-56% -$6.71M
GWR
197
DELISTED
Genesee & Wyoming Inc.
GWR
$5.55M 0.11%
+80,000
New +$5.71M
RICE
198
DELISTED
Rice Energy Inc.
RICE
$5.47M 0.11%
256,310
+163,715
+177% +$3.9M
JONE
199
DELISTED
Jones Energy, Inc.
JONE
$5.37M 0.1%
58,408
+4,350
+8% +$352K
NUE icon
200
Nucor
NUE
$61.9B
$5.24M 0.1%
88,069
-80,754
-48% -$4.52M
6 7
8
9 10

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.