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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.75B
AUM Growth
+$529M
Cap. Flow
-$138M
Cap. Flow %
-2.91%
Top 10 Hldgs %
47.97%
Holding
745
New
128
Increased
150
Reduced
259
Closed
162

Top Buys

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$253M
2
PDCE
PDC Energy, Inc.
PDCE
+$210M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$206M
4
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$135M
5
LSI
Life Storage, Inc.
LSI
+$87.5M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$179M
2
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
+$146M
3
PRVB
Provention Bio, Inc. Common Stock
PRVB
+$70.5M
4
TSEM icon
Tower Semiconductor
TSEM
+$50.8M
5
XM
Qualtrics International Inc. Class A Common Stock
XM
+$45.3M

Sector Composition

Rank Sector Weight
1 Healthcare 32.35%
2 Technology 15.53%
3 Financials 11.99%
4 Real Estate 8.48%
5 Materials 5.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
1
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$445M 9.38%
4,331,267
+338,535
+8% +$35.7M
SGEN
2
DELISTED
Seagen Inc. Common Stock
SGEN
$356M 7.5%
1,849,105
+1,272,676
+221% +$253M
ATVI
3
DELISTED
Activision Blizzard
ATVI
$238M 5.01%
2,818,681
-174,822
-6% -$14.1M
ISEE
4
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$230M 4.85%
+5,850,120
New +$206M
PDCE
5
DELISTED
PDC Energy, Inc.
PDCE
$221M 4.65%
+3,101,445
New +$210M
UNVR
6
DELISTED
Univar Solutions Inc.
UNVR
$219M 4.62%
6,121,961
+971,218
+19% +$34.5M
VMW
7
DELISTED
VMware, Inc
VMW
$157M 3.31%
1,091,981
-106
-0% -$13.8K
FOCS
8
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$146M 3.07%
2,775,549
+1,407,549
+103% +$73.3M
SYNH
9
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$141M 2.97%
+3,342,622
New +$135M
NATI
10
DELISTED
National Instruments Corp
NATI
$125M 2.63%
2,175,008
+1,480,246
+213% +$84.8M
LSI
11
DELISTED
Life Storage, Inc.
LSI
$97.6M 2.06%
734,310
+658,000
+862% +$87.5M
ACI icon
12
Albertsons Companies
ACI
$5.86B
$93.8M 1.98%
4,300,000
-709,398
-14% -$14.8M
TRTN
13
DELISTED
Triton International Limited
TRTN
$62.2M 1.31%
+746,927
New +$60.5M
DICE
14
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
$49.9M 1.05%
+1,075,000
New +$37.2M
SIMO icon
15
Silicon Motion
SIMO
$9.07B
$41.7M 0.88%
580,000
-586,615
-50% -$37.5M
NUVA
16
DELISTED
NuVasive, Inc.
NUVA
$39.2M 0.83%
941,845
+841,845
+842% +$34.6M
OXY.WS icon
17
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$36.9M 0.78%
1,000,000
-300,000
-23% -$11.5M
LQD icon
18
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$32.4M 0.68%
300,000
+20,000
+7% +$2.16M
VECT
19
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
$31.2M 0.66%
+1,847,666
New +$24.3M
CPAA
20
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
$29.3M 0.62%
2,867,097
-65,271
-2% -$662K
RYAAY icon
21
Ryanair
RYAAY
$31.4B
$27.3M 0.57%
616,945
-45,313
-7% -$1.83M
SCRM
22
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$25.7M 0.54%
2,492,371
-56,176
-2% -$575K
TSEM icon
23
Tower Semiconductor
TSEM
$25.4B
$25.3M 0.53%
675,000
-1,227,725
-65% -$50.8M
GHIX
24
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$23.2M 0.49%
2,265,792
-51,069
-2% -$519K
GAQ
25
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
$20.8M 0.44%
1,980,000
– –
1
2 3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q2 2023 Portfolio in Review

As of Q2 2023, UBS O'Connor held 745 positions worth $4.75B, up 13% from $4.22B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor's Q2 2023 filing shows 128 new, 150 increased, 259 reduced and 162 closed positions. Its largest new stake was PDC Energy, Inc.: 3,101,445 shares worth $221M. The largest sale was First Horizon, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, up from 21% a quarter earlier, followed by Technology and Financials.

  • UBS O'Connor's largest Q2 2023 buy was PDC Energy, Inc.: 3,101,445 shares worth $221M.
  • UBS O'Connor added most to Seagen Inc. Common Stock in Q2 2023, an estimated $253M increase.
  • UBS O'Connor's biggest Q2 2023 reduction was Tower Semiconductor, cutting an estimated $50.8M.
  • UBS O'Connor fully exited First Horizon in Q2 2023, selling an estimated $179M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.75B portfolio in Q2 2023.
  • UBS O'Connor opened 128 new positions and closed 162 in Q2 2023.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $4.75B.

Based on UBS O'Connor's 13F filing for Q2 2023, filed 14 Aug 2023.