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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.85B
Cap. Flow %
-89.66%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169
Avg Time Held Equity + Options
4.1 quarters
Top 10 Avg Time Held Equity + Options
0.1 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
4.3 quarters
Top 10 Avg Time Held Equity only
0.1 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
PXD icon
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK icon
Splunk Inc
SPLK
+$446M
3
HES icon
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X icon
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Miscellaneous 10.26%
5 Real Estate 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PXD icon
1
DELISTED
Pioneer Natural Resource Co.
PXD
$579M 18.21%
+2,576,808
New +$604M
2023 Q4
0 quarters
SPLK icon
2
DELISTED
Splunk Inc
SPLK
$561M 17.62%
3,680,525
+2,982,191
+427% +$446M
2023 Q2
2 quarters
HES icon
3
DELISTED
Hess
HES
$334M 10.49%
+2,315,651
New +$339M
2023 Q4
0 quarters
SRC
4
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$120M 3.76%
+2,739,448
New +$106M
2023 Q4
0 quarters
CERE icon
5
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$73.1M 2.3%
+1,725,000
New +$49.6M
2023 Q4
0 quarters
X icon
6
DELISTED
US Steel
X
$68.1M 2.14%
+1,400,000
New +$50.9M
2023 Q4
0 quarters
IMGN icon
7
DELISTED
Immunogen Inc
IMGN
$56.8M 1.78%
+1,915,452
New +$38.1M
2023 Q4
0 quarters
CPRI icon
8
Capri Holdings
CPRI
$1.7B
$46.6M 1.47%
928,099
-733,195
-44% -$36.6M
2023 Q3
1 quarter
ACI icon
9
Albertsons Companies
ACI
$5.92B
$34.8M 1.09%
+1,513,052
New +$33.4M
2023 Q4
0 quarters
KRTX icon
10
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$33.8M 1.06%
+106,800
New +$20.8M
2023 Q4
0 quarters
RYAAY icon
11
Ryanair
RYAAY
$28.1B
$29M 0.91%
543,338
-59,245
-10% -$2.6M
2020 Q1
15 quarters
NPAB icon
12
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$19.8M 0.62%
1,857,465
– –
2022 Q1
7 quarters
MAT icon
13
Mattel
MAT
$4.77B
$18.3M 0.57%
969,029
+50,000
+5% +$973K
2020 Q1
15 quarters
SCRM icon
14
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$18.2M 0.57%
1,719,492
-772,879
-31% -$8.14M
2022 Q1
7 quarters
GHIX icon
15
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$16.4M 0.52%
1,563,175
-702,617
-31% -$7.34M
2022 Q1
7 quarters
ALV icon
16
Autoliv
ALV
$8.04B
$16M 0.5%
145,225
+62,400
+75% +$6.21M
2023 Q2
2 quarters
OXY icon
17
Occidental Petroleum
OXY
$60.1B
$15M 0.47%
251,606
+180,300
+253% +$11M
2022 Q3
5 quarters
QRVO icon
18
DELISTED
Qorvo
QRVO
$14.1M 0.44%
125,000
+6,845
+6% +$661K
2023 Q1
3 quarters
FCX icon
19
Freeport-McMoran
FCX
$106B
$13M 0.41%
306,393
+183,400
+149% +$6.77M
2023 Q2
2 quarters
UNP icon
20
Union Pacific
UNP
$165B
$12.7M 0.4%
51,585
+12,300
+31% +$2.7M
2023 Q2
2 quarters
BIDU icon
21
Baidu
BIDU
$29B
$12.5M 0.39%
105,000
+20,000
+24% +$2.31M
2023 Q2
2 quarters
NSC icon
22
Norfolk Southern
NSC
$71.4B
$11.6M 0.36%
+48,900
New +$10.2M
2023 Q4
0 quarters
OXY.WS icon
23
Occidental Petroleum Corp Warrants
OXY.WS
$35.8B
$11.4M 0.36%
300,000
-700,000
-70% -$27.4M
2021 Q1
11 quarters
GE icon
24
GE Aerospace
GE
$320B
$10.5M 0.33%
+102,997
New +$9.54M
2023 Q4
0 quarters
VMC icon
25
Vulcan Materials
VMC
$31.7B
$10.3M 0.32%
45,410
+4,700
+12% +$996K
2023 Q2
2 quarters
1
2 3 4 5

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.85B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.