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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.18B
AUM Growth
-$2.44B
Cap. Flow
-$2.64B
Cap. Flow %
-83.08%
Top 10 Hldgs %
60.78%
Holding
672
New
112
Increased
61
Reduced
251
Closed
169

Top Buys

Rank Stock Value
1
PXD
Pioneer Natural Resource Co.
PXD
+$604M
2
SPLK
Splunk Inc
SPLK
+$446M
3
HES
Hess
HES
+$339M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$106M
5
X
US Steel
X
+$50.9M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$1.06B
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$887M
3
SGEN
Seagen Inc. Common Stock
SGEN
+$371M
4
VMW
VMware, Inc
VMW
+$354M
5
NEWR
New Relic, Inc.
NEWR
+$284M

Sector Composition

Rank Sector Weight
1 Energy 29.51%
2 Technology 21.97%
3 Healthcare 10.49%
4 Real Estate 7.26%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXD
1
DELISTED
Pioneer Natural Resource Co.
PXD
$579M 18.21%
+2,576,808
New +$604M
SPLK
2
DELISTED
Splunk Inc
SPLK
$561M 17.62%
3,680,525
+2,982,191
+427% +$446M
HES
3
DELISTED
Hess
HES
$334M 10.49%
+2,315,651
New +$339M
SRC
4
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$120M 3.76%
+2,739,448
New +$106M
CERE
5
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$73.1M 2.3%
+1,725,000
New +$49.6M
X
6
DELISTED
US Steel
X
$68.1M 2.14%
+1,400,000
New +$50.9M
IMGN
7
DELISTED
Immunogen Inc
IMGN
$56.8M 1.78%
+1,915,452
New +$38.1M
CPRI icon
8
Capri Holdings
CPRI
$1.7B
$46.6M 1.47%
928,099
-733,195
-44% -$36.6M
ACI icon
9
Albertsons Companies
ACI
$5.86B
$34.8M 1.09%
+1,513,052
New +$33.4M
KRTX
10
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$33.8M 1.06%
+106,800
New +$20.8M
RYAAY icon
11
Ryanair
RYAAY
$31.4B
$29M 0.91%
543,338
-59,245
-10% -$2.6M
NPAB
12
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$19.8M 0.62%
1,857,465
– –
MAT icon
13
Mattel
MAT
$4.21B
$18.3M 0.57%
969,029
+50,000
+5% +$973K
SCRM
14
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$18.2M 0.57%
1,719,492
-772,879
-31% -$8.14M
GHIX
15
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$16.4M 0.52%
1,563,175
-702,617
-31% -$7.34M
ALV icon
16
Autoliv
ALV
$8.83B
$16M 0.5%
145,225
+62,400
+75% +$6.21M
OXY icon
17
Occidental Petroleum
OXY
$56B
$15M 0.47%
251,606
+180,300
+253% +$11M
QRVO icon
18
Qorvo
QRVO
$8.41B
$14.1M 0.44%
125,000
+6,845
+6% +$661K
FCX icon
19
Freeport-McMoran
FCX
$95.5B
$13M 0.41%
306,393
+183,400
+149% +$6.77M
UNP icon
20
Union Pacific
UNP
$175B
$12.7M 0.4%
51,585
+12,300
+31% +$2.7M
BIDU icon
21
Baidu
BIDU
$37.1B
$12.5M 0.39%
105,000
+20,000
+24% +$2.31M
NSC icon
22
Norfolk Southern
NSC
$76.9B
$11.6M 0.36%
+48,900
New +$10.2M
OXY.WS icon
23
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$11.4M 0.36%
300,000
-700,000
-70% -$27.4M
GE icon
24
GE Aerospace
GE
$389B
$10.5M 0.33%
+102,997
New +$9.54M
VMC icon
25
Vulcan Materials
VMC
$36.5B
$10.3M 0.32%
45,410
+4,700
+12% +$996K
1
2 3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2023 Portfolio in Review

As of Q4 2023, UBS O'Connor held 672 positions worth $3.18B, down 43% from $5.62B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

UBS O'Connor withdrew a net $2.64B in Q4 2023, closing 169 positions and reducing 251 holdings. Its most notable exit was Activision Blizzard, an estimated $1.06B position sold in full.

By sector, the portfolio is most concentrated in Energy at 30% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Pioneer Natural Resource Co. worth $579M.

  • UBS O'Connor's largest Q4 2023 buy was Pioneer Natural Resource Co.: 2,576,808 shares worth $579M.
  • UBS O'Connor added most to Splunk Inc in Q4 2023, an estimated $446M increase.
  • UBS O'Connor's biggest Q4 2023 reduction was Capri Holdings, cutting an estimated $36.6M.
  • UBS O'Connor fully exited Activision Blizzard in Q4 2023, selling an estimated $1.06B.
  • UBS O'Connor's ten largest holdings make up 61% of its $3.18B portfolio in Q4 2023.
  • UBS O'Connor opened 112 new positions and closed 169 in Q4 2023.
  • UBS O'Connor's portfolio value fell 43% quarter-over-quarter to $3.18B.

Based on UBS O'Connor's 13F filing for Q4 2023, filed 14 Feb 2024.