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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$401M
Cap. Flow %
7.12%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149
Avg Time Held Equity + Options
3.9 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
1.3 quarters
Avg Time Held Equity only
4.1 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
1.3 quarters

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 39.86%
2 Healthcare 28.77%
3 Miscellaneous 7.24%
4 Real Estate 5.15%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ATVI
1
DELISTED
Activision Blizzard
ATVI
$1.06B 18.92%
11,360,963
+8,542,282
+303% +$779M
2022 Q1
6 quarters
HZNP
2
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$887M 15.77%
7,664,245
+3,332,978
+77% +$358M
2022 Q1
6 quarters
SGEN
3
DELISTED
Seagen Inc. Common Stock
SGEN
$371M 6.61%
1,750,496
-98,609
-5% -$19.7M
2022 Q3
4 quarters
VMW
4
DELISTED
VMware, Inc
VMW
$354M 6.29%
2,123,453
+1,031,472
+94% +$165M
2022 Q2
5 quarters
NEWR
5
DELISTED
New Relic, Inc.
NEWR
$284M 5.05%
3,313,068
+3,203,068
+2,912% +$258M
2023 Q1
2 quarters
NATI
6
DELISTED
National Instruments Corp
NATI
$241M 4.29%
4,043,391
+1,868,383
+86% +$110M
2023 Q1
2 quarters
DEN
7
DELISTED
Denbury Inc.
DEN
$189M 3.37%
+1,931,731
New +$175M
2023 Q3
0 quarters
ABCM
8
DELISTED
Abcam PLC
ABCM
$128M 2.28%
+5,664,354
New +$130M
2023 Q3
0 quarters
SPLK icon
9
DELISTED
Splunk Inc
SPLK
$102M 1.82%
698,334
+694,334
+17,358% +$78.7M
2023 Q2
1 quarter
TWNK
10
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$94.7M 1.68%
+2,842,642
New +$76.2M
2023 Q3
0 quarters
CPRI icon
11
Capri Holdings
CPRI
$1.7B
$87.4M 1.55%
+1,661,294
New +$75.3M
2023 Q3
0 quarters
OXY.WS icon
12
Occidental Petroleum Corp Warrants
OXY.WS
$35.8B
$43M 0.76%
1,000,000
– –
2021 Q1
10 quarters
SCRM icon
13
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$26.1M 0.46%
2,492,371
– –
2022 Q1
6 quarters
NXGN
14
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$23.9M 0.43%
+1,008,379
New +$19M
2023 Q3
0 quarters
GHIX icon
15
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$23.5M 0.42%
2,265,792
– –
2022 Q1
6 quarters
RYAAY icon
16
Ryanair
RYAAY
$28.1B
$23.4M 0.42%
602,583
-14,362
-2% -$583K
2020 Q1
14 quarters
MAT icon
17
Mattel
MAT
$4.77B
$20.2M 0.36%
919,029
+86,000
+10% +$1.84M
2020 Q1
14 quarters
NPAB icon
18
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$20.1M 0.36%
1,857,465
– –
2022 Q1
6 quarters
SAVE icon
19
DELISTED
Spirit Airlines, Inc.
SAVE
$18.9M 0.34%
1,147,771
-27,770
-2% -$473K
2023 Q1
2 quarters
REXR icon
20
Rexford Industrial Realty
REXR
$8.19B
$17.5M 0.31%
355,236
-8,189
-2% -$433K
2020 Q2
13 quarters
NVR icon
21
NVR
NVR
$15.7B
$15.7M 0.28%
2,641
+6
+0.2% +$37.3K
2022 Q2
5 quarters
AMZN icon
22
Amazon
AMZN
$2.83T
$15.6M 0.28%
122,526
+92,748
+311% +$12.4M
2023 Q1
2 quarters
IR icon
23
Ingersoll Rand
IR
$30.6B
$14.2M 0.25%
222,818
+35,800
+19% +$2.38M
2023 Q2
1 quarter
SBAC icon
24
SBA Communications
SBAC
$19.4B
$13.6M 0.24%
67,803
-10,822
-14% -$2.41M
2019 Q4
15 quarters
AMT icon
25
American Tower
AMT
$84.9B
$12.7M 0.23%
77,358
+28,723
+59% +$5.25M
2023 Q1
2 quarters
1
2 3 4 5

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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JCM
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MPM
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $401M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 40% of assets, up from 16% a quarter earlier, followed by Healthcare and Miscellaneous.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.