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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.62B
AUM Growth
+$874M
Cap. Flow
+$536M
Cap. Flow %
9.53%
Top 10 Hldgs %
66.07%
Holding
710
New
128
Increased
146
Reduced
103
Closed
149

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$779M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$358M
3
NEWR
New Relic, Inc.
NEWR
+$258M
4
DEN
Denbury Inc.
DEN
+$175M
5
VMW
VMware, Inc
VMW
+$165M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$230M
2
PDCE
PDC Energy, Inc.
PDCE
+$221M
3
UNVR
Univar Solutions Inc.
UNVR
+$219M
4
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$146M
5
SYNH
Syneos Health, Inc. Class A Common Stock
SYNH
+$141M

Sector Composition

Rank Sector Weight
1 Technology 34.82%
2 Healthcare 28.77%
3 Real Estate 5.15%
4 Financials 4.39%
5 Consumer Discretionary 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
1
DELISTED
Activision Blizzard
ATVI
$1.06B 18.92%
11,360,963
+8,542,282
+303% +$779M
HZNP
2
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$887M 15.77%
7,664,245
+3,332,978
+77% +$358M
SGEN
3
DELISTED
Seagen Inc. Common Stock
SGEN
$371M 6.61%
1,750,496
-98,609
-5% -$19.7M
VMW
4
DELISTED
VMware, Inc
VMW
$354M 6.29%
2,123,453
+1,031,472
+94% +$165M
NEWR
5
DELISTED
New Relic, Inc.
NEWR
$284M 5.05%
3,313,068
+3,203,068
+2,912% +$258M
NATI
6
DELISTED
National Instruments Corp
NATI
$241M 4.29%
4,043,391
+1,868,383
+86% +$110M
DEN
7
DELISTED
Denbury Inc.
DEN
$189M 3.37%
+1,931,731
New +$175M
ABCM
8
DELISTED
Abcam PLC
ABCM
$128M 2.28%
+5,664,354
New +$130M
SPLK
9
DELISTED
Splunk Inc
SPLK
$102M 1.82%
698,334
+694,334
+17,358% +$78.7M
TWNK
10
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$94.7M 1.68%
+2,842,642
New +$76.2M
CPRI icon
11
Capri Holdings
CPRI
$1.72B
$87.4M 1.55%
+1,661,294
New +$75.3M
OXY.WS icon
12
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$43M 0.76%
1,000,000
– –
SCRM
13
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$26.1M 0.46%
2,492,371
– –
NXGN
14
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$23.9M 0.43%
+1,008,379
New +$19M
GHIX
15
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$23.5M 0.42%
2,265,792
– –
RYAAY icon
16
Ryanair
RYAAY
$31.4B
$23.4M 0.42%
602,583
-14,362
-2% -$583K
MAT icon
17
Mattel
MAT
$4.21B
$20.2M 0.36%
919,029
+86,000
+10% +$1.84M
NPAB
18
DELISTED
New Providence Acquisition Corp. II Class A Common Stock
NPAB
$20.1M 0.36%
1,857,465
– –
SAVE
19
DELISTED
Spirit Airlines, Inc.
SAVE
$18.9M 0.34%
1,147,771
-27,770
-2% -$473K
REXR icon
20
Rexford Industrial Realty
REXR
$8.14B
$17.5M 0.31%
355,236
-8,189
-2% -$433K
NVR icon
21
NVR
NVR
$16.9B
$15.7M 0.28%
2,641
+6
+0.2% +$37.3K
AMZN icon
22
Amazon
AMZN
$2.94T
$15.6M 0.28%
122,526
+92,748
+311% +$12.4M
IR icon
23
Ingersoll Rand
IR
$34.2B
$14.2M 0.25%
222,818
+35,800
+19% +$2.38M
SBAC icon
24
SBA Communications
SBAC
$19.4B
$13.6M 0.24%
67,803
-10,822
-14% -$2.41M
AMT icon
25
American Tower
AMT
$79.8B
$12.7M 0.23%
77,358
+28,723
+59% +$5.25M
1
2 3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2023 Portfolio in Review

As of Q3 2023, UBS O'Connor held 710 positions worth $5.62B, up 18% from $4.75B the previous quarter. Its ten largest holdings account for 66% of the portfolio.

UBS O'Connor deployed $536M of net new capital in Q3 2023, opening 128 new positions and adding to 146 existing holdings. Its largest new stake was Denbury Inc.: 1,931,731 shares worth $189M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 16% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was Seagen Inc. Common Stock, an estimated $19.7M trimmed.

  • UBS O'Connor's largest Q3 2023 buy was Denbury Inc.: 1,931,731 shares worth $189M.
  • UBS O'Connor added most to Activision Blizzard in Q3 2023, an estimated $779M increase.
  • UBS O'Connor's biggest Q3 2023 reduction was Seagen Inc. Common Stock, cutting an estimated $19.7M.
  • UBS O'Connor fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $230M.
  • UBS O'Connor's ten largest holdings make up 66% of its $5.62B portfolio in Q3 2023.
  • UBS O'Connor opened 128 new positions and closed 149 in Q3 2023.
  • UBS O'Connor's portfolio value rose 18% quarter-over-quarter to $5.62B.

Based on UBS O'Connor's 13F filing for Q3 2023, filed 14 Nov 2023.