We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NXPI icon
1
NXP Semiconductors
NXPI
$57.4B
$439M 7.78%
3,750,131
+984,670
+36% +$114M
2016 Q4
4 quarters
MON
2
DELISTED
Monsanto Co
MON
$414M 7.33%
3,542,499
+1,265,509
+56% +$151M
2016 Q1
7 quarters
COL
3
DELISTED
Rockwell Collins
COL
$342M 6.06%
2,522,794
+1,022,794
+68% +$137M
2017 Q3
1 quarter
AET
4
DELISTED
Aetna Inc
AET
$246M 4.36%
+1,365,000
New +$235M
2017 Q4
0 quarters
TWX
5
DELISTED
Time Warner Inc
TWX
$238M 4.22%
2,604,769
-2,506,313
-49% -$237M
2016 Q1
7 quarters
BDX icon
6
Becton Dickinson
BDX
$50.1B
$178M 3.15%
+850,717
New +$178M
2017 Q4
0 quarters
SNI
7
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$167M 2.95%
1,952,006
-314,264
-14% -$26M
2016 Q3
5 quarters
CPN
8
DELISTED
Calpine Corporation
CPN
$132M 2.33%
8,693,990
+614,396
+8% +$9.2M
2017 Q3
1 quarter
WTW icon
9
Willis Towers Watson
WTW
$27.5B
$106M 1.87%
700,811
+71,723
+11% +$11.3M
2016 Q1
7 quarters
APD icon
10
Air Products & Chemicals
APD
$62.6B
$103M 1.82%
625,309
+63,781
+11% +$10.2M
2016 Q1
7 quarters
AKRX
11
DELISTED
Akorn Inc
AKRX
$103M 1.82%
3,182,037
+408,459
+15% +$13.4M
2017 Q2
2 quarters
TRCO
12
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$92.4M 1.64%
2,175,089
+342,551
+19% +$14.1M
2017 Q2
2 quarters
POST icon
13
Post Holdings
POST
$3.39B
$70.5M 1.25%
1,359,920
-481,792
-26% -$25.6M
2013 Q4
16 quarters
GM icon
14
General Motors
GM
$72.6B
$65.6M 1.16%
1,601,118
-87,467
-5% -$3.79M
2013 Q4
16 quarters
CAG icon
15
Conagra Brands
CAG
$6.44B
$63.1M 1.12%
1,675,592
+50,592
+3% +$1.8M
2014 Q2
14 quarters
WFC icon
16
Wells Fargo
WFC
$253B
$62.7M 1.11%
1,032,968
+241,253
+30% +$13.6M
2016 Q4
4 quarters
MHK icon
17
Mohawk Industries
MHK
$8B
$59.2M 1.05%
214,636
+65,112
+44% +$17.5M
2017 Q3
1 quarter
STRP
18
DELISTED
Straight Path Communications Inc.
STRP
$58.6M 1.04%
322,105
+76,714
+31% +$13.9M
2017 Q2
2 quarters
HLF icon
19
Herbalife
HLF
$1.37B
$53.2M 0.94%
1,570,000
-456,484
-23% -$16M
2013 Q2
18 quarters
EBAY icon
20
eBay
EBAY
$49.9B
$52.8M 0.94%
1,400,000
-851,186
-38% -$31.6M
2013 Q4
16 quarters
QSR icon
21
Restaurant Brands International
QSR
$24.7B
$49.8M 0.88%
810,007
-211,658
-21% -$13.6M
2017 Q2
2 quarters
MDLZ icon
22
Mondelez International
MDLZ
$77.1B
$49.3M 0.87%
1,151,418
+366,418
+47% +$15.4M
2014 Q2
14 quarters
MO icon
23
Altria Group
MO
$120B
$47.8M 0.85%
+669,135
New +$44.8M
2017 Q4
0 quarters
WRK icon
24
DELISTED
WestRock Company
WRK
$47.3M 0.84%
749,060
-139,692
-16% -$8.48M
2015 Q3
9 quarters
GLPI icon
25
Gaming and Leisure Properties
GLPI
$11.1B
$45M 0.8%
1,216,425
+338,760
+39% +$12.3M
2016 Q2
6 quarters
1
2 3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.