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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
1
NXP Semiconductors
NXPI
$58.4B
$439M 7.78%
3,750,131
+984,670
+36% +$114M
MON
2
DELISTED
Monsanto Co
MON
$414M 7.33%
3,542,499
+1,265,509
+56% +$151M
COL
3
DELISTED
Rockwell Collins
COL
$342M 6.06%
2,522,794
+1,022,794
+68% +$137M
AET
4
DELISTED
Aetna Inc
AET
$246M 4.36%
+1,365,000
New +$235M
TWX
5
DELISTED
Time Warner Inc
TWX
$238M 4.22%
2,604,769
-2,506,313
-49% -$237M
BDX icon
6
Becton Dickinson
BDX
$48.8B
$178M 3.15%
+850,717
New +$178M
SNI
7
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$167M 2.95%
1,952,006
-314,264
-14% -$26M
CPN
8
DELISTED
Calpine Corporation
CPN
$132M 2.33%
8,693,990
+614,396
+8% +$9.2M
WTW icon
9
Willis Towers Watson
WTW
$31.6B
$106M 1.87%
700,811
+71,723
+11% +$11.3M
APD icon
10
Air Products & Chemicals
APD
$66.8B
$103M 1.82%
625,309
+63,781
+11% +$10.2M
AKRX
11
DELISTED
Akorn Inc
AKRX
$103M 1.82%
3,182,037
+408,459
+15% +$13.4M
TRCO
12
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$92.4M 1.64%
2,175,089
+342,551
+19% +$14.1M
POST icon
13
Post Holdings
POST
$4.09B
$70.5M 1.25%
1,359,920
-481,792
-26% -$25.6M
GM icon
14
General Motors
GM
$76.3B
$65.6M 1.16%
1,601,118
-87,467
-5% -$3.79M
CAG icon
15
Conagra Brands
CAG
$7.11B
$63.1M 1.12%
1,675,592
+50,592
+3% +$1.8M
WFC icon
16
Wells Fargo
WFC
$265B
$62.7M 1.11%
1,032,968
+241,253
+30% +$13.6M
MHK icon
17
Mohawk Industries
MHK
$8.97B
$59.2M 1.05%
214,636
+65,112
+44% +$17.5M
STRP
18
DELISTED
Straight Path Communications Inc.
STRP
$58.6M 1.04%
322,105
+76,714
+31% +$13.9M
HLF icon
19
Herbalife
HLF
$1.19B
$53.2M 0.94%
1,570,000
-456,484
-23% -$16M
EBAY icon
20
eBay
EBAY
$48.9B
$52.8M 0.94%
1,400,000
-851,186
-38% -$31.6M
QSR icon
21
Restaurant Brands International
QSR
$25.3B
$49.8M 0.88%
810,007
-211,658
-21% -$13.6M
MDLZ icon
22
Mondelez International
MDLZ
$80.1B
$49.3M 0.87%
1,151,418
+366,418
+47% +$15.4M
MO icon
23
Altria Group
MO
$113B
$47.8M 0.85%
+669,135
New +$44.8M
WRK
24
DELISTED
WestRock Company
WRK
$47.3M 0.84%
749,060
-139,692
-16% -$8.48M
GLPI icon
25
Gaming and Leisure Properties
GLPI
$12.8B
$45M 0.8%
1,216,425
+338,760
+39% +$12.3M
1
2 3 4 5

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.