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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
1
DELISTED
E*Trade Financial Corporation
ETFC
$445M 9.82%
8,939,732
+1,188,184
+15% +$51.2M
AMTD
2
DELISTED
TD Ameritrade Holding Corp
AMTD
$354M 7.82%
9,730,030
+5,690,563
+141% +$214M
TIF
3
DELISTED
Tiffany & Co.
TIF
$265M 5.86%
2,176,348
-965,621
-31% -$121M
LM
4
DELISTED
Legg Mason, Inc.
LM
$165M 3.64%
3,309,722
-421,504
-11% -$20.9M
WMGI
5
DELISTED
Wright Medical Group Inc
WMGI
$152M 3.36%
5,120,079
+470,779
+10% +$13.8M
ACIA
6
DELISTED
Acacia Communications Inc
ACIA
$107M 2.36%
1,591,815
+545,437
+52% +$37M
EE
7
DELISTED
El Paso Electric Company
EE
$106M 2.34%
1,579,252
+1,279,906
+428% +$86.7M
LOGM
8
DELISTED
LogMein, Inc.
LOGM
$76.5M 1.69%
901,911
+651,514
+260% +$55.3M
CZR
9
DELISTED
Caesars Entertainment Corporation
CZR
$70.2M 1.55%
5,789,730
-2,481,098
-30% -$25.1M
TCO
10
DELISTED
Taubman Centers Inc.
TCO
$61.4M 1.36%
1,626,109
-888,708
-35% -$36.3M
CTEV
11
Claritev Corp
CTEV
$458M
$47.5M 1.05%
+110,129
New +$44.4M
IBKC
12
DELISTED
IBERIABANK Corp
IBKC
$46.8M 1.03%
1,028,671
+333,121
+48% +$13.8M
BBL
13
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$38.7M 0.85%
939,594
+86,392
+10% +$3.14M
AMZN icon
14
Amazon
AMZN
$2.94T
$37.2M 0.82%
270,000
+25,000
+10% +$3.02M
NAV
15
DELISTED
Navistar International
NAV
$34.8M 0.77%
1,232,816
-83,868
-6% -$1.99M
FIRY
16
Firy Inc
FIRY
$156M
$32.9M 0.73%
+149,625
New +$30.7M
CLOV icon
17
Clover Health Investments
CLOV
$2.45B
$31.9M 0.7%
+2,850,000
New +$30.7M
FIT
18
DELISTED
Fitbit, Inc. Class A common stock
FIT
$30.9M 0.68%
4,781,189
+439,613
+10% +$2.87M
GSAH.U
19
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$30.7M 0.68%
+2,921,326
New +$30.7M
META icon
20
Meta Platforms (Facebook)
META
$1.5T
$30.7M 0.68%
135,000
-10,000
-7% -$2.09M
WPF.U
21
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
$28.4M 0.63%
+2,660,000
New +$27.8M
MP icon
22
MP Materials
MP
$8.45B
$26M 0.58%
+2,612,500
New +$25.9M
SRTA
23
Strata Critical Medical Inc
SRTA
$495M
$25.3M 0.56%
2,541,250
-133,750
-5% -$1.31M
JIH
24
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$24.9M 0.55%
2,493,750
-131,250
-5% -$1.28M
FISV
25
Fiserv Inc
FISV
$28.9B
$24.4M 0.54%
250,000
+70,000
+39% +$7.05M
1
2 3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.