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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
1
DELISTED
Celgene Corp
CELG
$545M 15.17%
5,491,255
+2,868,092
+109% +$273M
WCG
2
DELISTED
Wellcare Health Plans, Inc.
WCG
$233M 6.47%
897,629
+391,027
+77% +$108M
STI
3
DELISTED
SunTrust Banks, Inc.
STI
$231M 6.44%
3,362,266
+833,220
+33% +$53.3M
GWR
4
DELISTED
Genesee & Wyoming Inc.
GWR
$170M 4.73%
+1,538,321
New +$169M
CY
5
DELISTED
Cypress Semiconductor
CY
$122M 3.39%
5,228,342
+5,080,388
+3,434% +$116M
ZAYO
6
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$116M 3.24%
3,435,778
+1,855,203
+117% +$62.5M
MLNX
7
DELISTED
Mellanox Technologies, Ltd.
MLNX
$115M 3.2%
1,048,472
+116,386
+12% +$12.8M
AABA
8
DELISTED
Altaba Inc
AABA
$72.2M 2.01%
3,706,994
+1,381,661
+59% +$91.3M
POST icon
9
Post Holdings
POST
$4.09B
$37.6M 1.05%
542,440
-221,560
-29% -$15.1M
CZR
10
DELISTED
Caesars Entertainment Corporation
CZR
$33.1M 0.92%
2,835,486
+369,586
+15% +$4.33M
ACEL icon
11
Accel Entertainment
ACEL
$998M
$32.1M 0.89%
+3,120,000
New +$32.1M
BBL
12
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$28.2M 0.78%
658,466
+321,181
+95% +$14.6M
TGE
13
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$27.9M 0.78%
+1,386,178
New +$26.8M
EXPCU
14
DELISTED
Experience Investment Corp. Unit
EXPCU
$26.8M 0.74%
+2,675,000
New +$26.8M
PACB icon
15
Pacific Biosciences
PACB
$363M
$26.2M 0.73%
5,078,991
+296,262
+6% +$1.66M
BRMK
16
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$25.6M 0.71%
+2,450,000
New +$25.4M
APXTU
17
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$25.5M 0.71%
+2,500,000
New +$25.4M
WTW icon
18
Willis Towers Watson
WTW
$31.6B
$25.1M 0.7%
130,000
-120,000
-48% -$23.4M
VVNT
19
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$24.9M 0.69%
+2,411,500
New +$24.7M
CTXS
20
DELISTED
Citrix Systems Inc
CTXS
$24.1M 0.67%
+250,000
New +$23.9M
ALDR
21
DELISTED
Alder Biopharmaceuticals
ALDR
$23.5M 0.65%
+1,248,003
New +$14.3M
DIS icon
22
Walt Disney
DIS
$182B
$23.5M 0.65%
180,000
-403,791
-69% -$55.8M
NPAUU
23
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$22.9M 0.64%
+2,277,000
New +$22.9M
META icon
24
Meta Platforms (Facebook)
META
$1.5T
$21.8M 0.61%
122,500
-284,815
-70% -$54.1M
NFH
25
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$21.3M 0.59%
+2,092,510
New +$21.3M
1
2 3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.