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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CELG
1
DELISTED
Celgene Corp
CELG
$545M 15.17%
5,491,255
+2,868,092
+109% +$273M
2019 Q1
2 quarters
WCG
2
DELISTED
Wellcare Health Plans, Inc.
WCG
$233M 6.47%
897,629
+391,027
+77% +$108M
2019 Q2
1 quarter
STI icon
3
DELISTED
SunTrust Banks, Inc.
STI
$231M 6.44%
3,362,266
+833,220
+33% +$53.3M
2019 Q1
2 quarters
GWR
4
DELISTED
Genesee & Wyoming Inc.
GWR
$170M 4.73%
+1,538,321
New +$169M
2019 Q3
0 quarters
CY
5
DELISTED
Cypress Semiconductor
CY
$122M 3.39%
5,228,342
+5,080,388
+3,434% +$116M
2019 Q2
1 quarter
ZAYO
6
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$116M 3.24%
3,435,778
+1,855,203
+117% +$62.5M
2019 Q1
2 quarters
MLNX
7
DELISTED
Mellanox Technologies, Ltd.
MLNX
$115M 3.2%
1,048,472
+116,386
+12% +$12.8M
2019 Q1
2 quarters
AABA
8
DELISTED
Altaba Inc
AABA
$72.2M 2.01%
3,706,994
+1,381,661
+59% +$91.3M
2019 Q1
2 quarters
POST icon
9
Post Holdings
POST
$3.39B
$37.6M 1.05%
542,440
-221,560
-29% -$15.1M
2013 Q4
23 quarters
CZR icon
10
DELISTED
Caesars Entertainment Corporation
CZR
$33.1M 0.92%
2,835,486
+369,586
+15% +$4.33M
2019 Q2
1 quarter
ACEL icon
11
Accel Entertainment
ACEL
$893M
$32.1M 0.89%
+3,120,000
New +$32.1M
2019 Q3
0 quarters
BBL
12
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$28.2M 0.78%
658,466
+321,181
+95% +$14.6M
2019 Q2
1 quarter
TGE icon
13
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$27.9M 0.78%
+1,386,178
New +$26.8M
2019 Q3
0 quarters
EXPCU
14
DELISTED
Experience Investment Corp. Unit
EXPCU
$26.8M 0.74%
+2,675,000
New +$26.8M
2019 Q3
0 quarters
PACB icon
15
Pacific Biosciences
PACB
$724M
$26.2M 0.73%
5,078,991
+296,262
+6% +$1.66M
2018 Q4
3 quarters
BRMK
16
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$25.6M 0.71%
+2,450,000
New +$25.4M
2019 Q3
0 quarters
APXTU icon
17
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$25.5M 0.71%
+2,500,000
New +$25.4M
2019 Q3
0 quarters
WTW icon
18
Willis Towers Watson
WTW
$27.5B
$25.1M 0.7%
130,000
-120,000
-48% -$23.4M
2016 Q1
14 quarters
VVNT
19
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$24.9M 0.69%
+2,411,500
New +$24.7M
2019 Q3
0 quarters
CTXS
20
DELISTED
Citrix Systems Inc
CTXS
$24.1M 0.67%
+250,000
New +$23.9M
2019 Q3
0 quarters
ALDR
21
DELISTED
Alder Biopharmaceuticals
ALDR
$23.5M 0.65%
+1,248,003
New +$14.3M
2019 Q3
0 quarters
DIS icon
22
Walt Disney
DIS
$187B
$23.5M 0.65%
180,000
-403,791
-69% -$55.8M
2016 Q3
12 quarters
NPAUU
23
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$22.9M 0.64%
+2,277,000
New +$22.9M
2019 Q3
0 quarters
META icon
24
Meta Platforms (Facebook)
META
$1.83T
$21.8M 0.61%
122,500
-284,815
-70% -$54.1M
2016 Q3
12 quarters
NFH
25
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
$21.3M 0.59%
+2,092,510
New +$21.3M
2019 Q3
0 quarters
1
2 3 4 5

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ACI
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RC
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.